Steven P. Gimmarro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Paul Gimmarro was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1996. Steven had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 26, 2014 - August 6, 2020
THE O.N. EQUITY SALES COMPANY
December 16, 2014 - August 6, 2020
ON INVESTMENT MANAGEMENT CO
October 3, 2011 - December 22, 2014
ONEAMERICA SECURITIES, INC.
June 2, 2011 - December 22, 2014
ONEAMERICA SECURITIES, INC.
June 1, 2010 - March 31, 2011
FIRST NATIONAL CAPITAL MARKETS
June 1, 2010 - March 31, 2011
FIRST NATIONAL CAPITAL MARKETS
March 26, 2007 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
March 26, 2007 - June 2, 2010
CETERA INVESTMENT SERVICES LLC
January 29, 2002 - March 16, 2007
OSAIC FA, INC.
January 7, 2002 - April 1, 2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
January 7, 2002 - March 16, 2007
OSAIC FA, INC.
October 25, 1996 - December 21, 2001
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE O.N. EQUITY SALES COMPANY
CRD#: 2936 / SEC#: , 8-14161
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 2 |
Red Flags
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