Paul J. Laughton
Professional summary
Paul Jeffery Laughton, who also goes by Paul Jeffrey Laughton, is a registered financial advisor currently at DIVERSIFIED CAPITAL GROUP located in Granite Bay, California.
Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Paul has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Paul Jeffery Laughton's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 24, 2019 - Present
DIVERSIFIED CAPITAL GROUP
September 14, 2007 - December 31, 2018
DIVERSIFIED CAPITAL GROUP
May 28, 2002 - September 27, 2007
RBC CAPITAL MARKETS, LLC
March 9, 2002 - September 27, 2007
RBC CAPITAL MARKETS, LLC
February 5, 2001 - March 9, 2002
SUTRO & CO. INCORPORATED
November 18, 1998 - February 6, 2001
WELLS FARGO SECURITIES INC.
July 2, 1996 - November 6, 1998
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/24/2019)
Exams
Current Firm
DIVERSIFIED CAPITAL GROUP
CRD#: 144648 / SEC#: 801-68231
Contact information
Regulatory assets under management
| Total Number of Accounts | 180 |
| AUM (Assets Under Management) | $ 32,170,000 |
Red Flags
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