Richard C. Mcfadden

QUIVER FINANCIAL HOLDINGS LLC

San Clemente, CA 92672

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CRD#: 2765788

Professional summary

Richard Colby Mcfadden, who also goes by Colby Mcfadden, is a registered financial advisor currently at QUIVER FINANCIAL HOLDINGS LLC located in San Clemente, California and AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.

Richard is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Richard has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Colby Mcfadden

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

QUIVER FINANCIAL INSURANCE SERVICES; POSITION: CEO NATURE: FIXED INSURANCE SALES, INVESTMENT RELATED: YES, NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2007; ADDRESS: 501 N EL CAMINO REAL, SAN CLEMENTE, CA 92672 DESCRIPTION: SALES AND SERVICE OF FIXED INSURANCE PRODUCTS QUIVER FINANCIAL HOLDINGS LLC; POSITION: MANAGING PRINCIPAL / CCO NATURE: Quiver Holdings provides advisory and consulting services to privately held companies. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/14/2018; ADDRESS: 501 N El Camino Real, Ste 200, San Clemente CA 92672, United States; DESCRIPTION: Business Development, Strategic Planning, Client Service QUIVER FINANCIAL, INC. INVESTMENT RELATED, 501 N EL CAMINO REAL STE 200, SAN CLEMENTE, CA, HOLDING COMPANY RELATED TO QUIVER FINANCIAL HOLDINGS, LLC, CEO, 1/2007, 20 HOURS A MONTH, OVERSEES OPERATIONS AND EXPANSION OF COMPANY NORTH BEACH AUTO, LLC, NOT INVESTMENT RELATED, 1645 N EL CAMINO REAL, SAN CLEMENTE, CA, MANAGING PARTNER, 11/2022, 20 HOURS A MONTH, PROVIDES CONSULTING AND GUIDANCE ON STRATEGY, INVENTORY MANAGEMENT, MARKETING, FINANCING, AND GENERAL OPERATING PROCEDURES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Colby Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 30, 2020 - Present

QUIVER FINANCIAL HOLDINGS LLC

Office #1: 501 North El Camino Real Suite 200, San Clemente, CA 92672

RIA

CRD#: 305224

San Clemente, CA

Current

August 22, 2025 - Present

AMERICAN TRUST INVESTMENT SERVICES, INC.

Office #1: 910 S El Camino Real #200, San Clemente, CA 92672

CRD#: 3001

San Clemente, CA

Past

August 9, 2016 - March 17, 2020

WESTPARK CAPITAL, INC.

RIA

CRD#: 39914

Newport Beach, CA

Past

July 15, 2016 - September 2, 2020

WESTPARK CAPITAL, INC.

CRD#: 39914

Newport Beach, CA

Past

November 5, 2010 - July 20, 2016

NEWPORT COAST SECURITIES, INC.

RIA

CRD#: 16944

IRVINE, CA

Past

November 5, 2010 - July 20, 2016

NEWPORT COAST SECURITIES, INC.

CRD#: 16944

IRVINE, CA

Past

June 29, 2007 - November 9, 2010

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

SAN CLEMENTE, CA

Past

June 29, 2007 - November 9, 2010

INVESTORS CAPITAL CORP.

CRD#: 30613

SAN CLEMENTE, CA

Past

July 15, 2003 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

RIA

CRD#: 14667

SAN CLEMENTE, CA

Past

July 20, 1998 - July 3, 2007

BROOKSTREET SECURITIES CORPORATION

CRD#: 14667

SAN CLEMENTE, CA

Past

August 20, 1996 - July 20, 1998

SECURITIES SERVICE NETWORK, LLC

CRD#: 13318

KNOXVILLE, TN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

California
(3/30/2020)

California
(9/9/2025)

IAR

Texas
(10/19/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/8/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 12/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/2/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/19/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/2/2024

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

QUIVER FINANCIAL HOLDINGS LLC

CRD#: 305224 / SEC#:

California

Registered Investment Advisory firm - (3/30/2020 Approved)

Texas

Registered Investment Advisory firm - (10/19/2020 Conditional Restricted)

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Contact information

Main Address

501 North El Camino Real Suite 200, San Clemente, CA 92672

Mailing Address

Phone number

(949) 492-6900

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	279
AUM (Assets Under Management)	$ 69,500,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Richard C. Mcfadden

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Colby Mcfadden's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN TRUST INVESTMENT SERVICES, INC.

WESTPARK CAPITAL, INC.

WESTPARK CAPITAL, INC.

NEWPORT COAST SECURITIES, INC.

NEWPORT COAST SECURITIES, INC.

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

BROOKSTREET SECURITIES CORPORATION

BROOKSTREET SECURITIES CORPORATION

SECURITIES SERVICE NETWORK, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2025

Series 66

Date: 12/24/2002

Series 7TO

Date: 1/2/2024

SIE

Date: 10/1/2018

Series 7

Date: 8/19/1996

Series 24

Date: 1/2/2024

FINRA

Nasdaq Stock Market

Current Firm

QUIVER FINANCIAL HOLDINGS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

QUIVER FINANCIAL HOLDINGS LLC

TRUST BUT VERIFY

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