Peter P. Kozak

BRIGHTPATH WEALTH PLANNING

CAMARILLO, CA 93012

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CRD#: 2765784

Professional summary

Peter Paul Kozak III, CFP®, who also goes by Peter P Kozak III, is a registered financial advisor currently at BRIGHTPATH WEALTH PLANNING, LLC located in Camarillo, California.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Peter has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Life Transitions

Investment Planning

Tax Planning

Do you have an area of expertise or specialization?

Alternative or Private Investm...

Business Owners

Charitable Giving

College/Education Planning

Corporate Executives

Entrepreneurs

What is your minimum asset requirement?

500K

Are you a "fiduciary"?

Yes

Aliases

Peter P Kozak Iii

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Paul Kozak III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1998

Experience

Current

April 18, 2012 - Present

BRIGHTPATH WEALTH PLANNING, LLC

Office #1: 5999 B Ridge View Street, Camarillo, CA 93012

RIA

CRD#: 160563

CAMARILLO, CA

Past

June 27, 2007 - July 16, 2010

WALPOLE FINANCIAL ADVISORS, LLC

RIA

CRD#: 135834

GOLETA, CA

Past

May 24, 2007 - April 30, 2012

KOZAK FINANCIAL ADVISORY

RIA

CRD#: 131954

CAMARILLO, CA

Past

June 13, 1997 - December 20, 1999

ALLIANCE ADVISORY & SECURITIES, INC.

CRD#: 18835

WESTLAKE VILLAGE, CA

Past

August 12, 1996 - May 22, 1997

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIGHTPATH WEALTH PLANNING, LLC

CRD#: 160563 / SEC#: 801-122732

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (1/5/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/18/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/20/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/16/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 8/9/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

BRIGHTPATH WEALTH PLANNING, LLC

CRD#: 160563 / SEC#: 801-122732

RIA

Registered Investment Advisory firm - (11/22/2021 Approved)

California

Registered Investment Advisory firm - (1/5/2022 Terminated)

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Contact information

Main Address

5999 Ridge View Street Suite B, Camarillo, CA 93012

Mailing Address

Phone number

(805) 764-0335

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BPWP ADV PART 2A AND 2BS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	461
AUM (Assets Under Management)	$ 186,674,588

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Advisor Monitoring

Firm Stability Insights

Peter P. Kozak

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Paul Kozak III's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALPOLE FINANCIAL ADVISORS, LLC

KOZAK FINANCIAL ADVISORY

ALLIANCE ADVISORY & SECURITIES, INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

Primary Firm SEC Registration

BRIGHTPATH WEALTH PLANNING, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/20/1998

Series 63

Date: 8/16/1996

Series 6

Date: 8/9/1996

Current Firm

BRIGHTPATH WEALTH PLANNING, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIGHTPATH WEALTH PLANNING, LLC

TRUST BUT VERIFY

Contact information

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