Peter Paul Kozak Iii
CFP®Professional Summary
Peter Paul Kozak III, CFP®, who also goes by Peter P Kozak III, is a registered financial advisor currently at BRIGHTPATH WEALTH PLANNING, LLC located in Camarillo, California. Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Peter has worked at 5 firms and has passed the Series 65, Series 63 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Retirement Planning
- Estate & Legacy Planning
- Financial Planning
- Investment Management
- Tax Planning
- Education Funding
Specializations
Other Aliases
Peter P Kozak Iii
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
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WELLS FARGO CLEARING SERVICES, LLC
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Disclosures on record.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
BRIGHTPATH WEALTH PLANNING, LLC
Contact Information
Main Address
5999 Ridge View Street Suite B, Camarillo, CA 93012Phone Number
(805) 764-0335# of Employees
5SEC notice filing (1 States and Territories)
Registered to provide investment advisory services in 1 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
492AUM (Assets Under Management)
$205,769,926Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
BRIGHTPATH WEALTH PLANNING, LLC
State Registrations and Notice Filings
(4/18/2012)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1996About the Series 6 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Peter Paul Kozak III's CRS (Customer Relationship Summary).
Services Offered by Peter
- Retirement Planning
- Estate & Legacy Planning
- Financial Planning
- Investment Management
- Tax Planning
- Education Funding
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WELLS FARGO CLEARING SERVICES, LLC
