Kevin M. Murphy

PROVENIO CAPITAL

NEWPORT BEACH, CA 92660

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CRD#: 2765775

Professional summary

Kevin Michael Murphy is a registered financial advisor currently at PROVENIO CAPITAL located in Newport Beach, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kevin has worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FFR Group, LLC, investment related, Irvine, CA, insurance-based products, membership interest, 4/2016; Provenio Capital Insurance Services LLC, investment related, Newport Beach, CA, licensed insurance agency/sales of insurance products, agent, 4/2016.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Murphy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 11, 2024 - Present

PROVENIO CAPITAL

Office #1: 4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660

RIA

CRD#: 333009

NEWPORT BEACH, CA

Past

September 26, 2016 - December 16, 2024

PROVENIO CAPITAL

RIA

CRD#: 284541

NEWPORT BEACH, CA

Past

January 27, 2014 - September 15, 2016

M HOLDINGS SECURITIES, INC.

RIA

CRD#: 43285

COSTA MESA, CA

Past

January 24, 2014 - September 15, 2016

M HOLDINGS SECURITIES, INC.

CRD#: 43285

COSTA MESA, CA

Past

October 15, 2012 - March 14, 2014

SPIRE WEALTH MANAGEMENT, LLC

RIA

CRD#: 113908

NEWPORT BEACH, CA

Past

October 15, 2012 - February 7, 2014

SPIRE SECURITIES, LLC

CRD#: 144131

IRVINE, CA

Past

November 6, 2008 - March 31, 2014

CHAMBERLAIN CONSULTING GROUP, LP

RIA

CRD#: 137272

IRVINE, CA

Past

February 5, 2007 - October 15, 2012

GIRARD SECURITIES, INC.

RIA

CRD#: 18697

IRVINE, CA

Past

February 5, 2007 - October 15, 2012

GIRARD SECURITIES, INC.

CRD#: 18697

IRVINE, CA

Past

January 28, 2005 - February 1, 2007

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

NEWPORT BEACH, CA

Past

November 27, 1996 - February 1, 2007

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

NEWPORT BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PROVENIO CAPITAL

PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/18/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 11/26/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PROVENIO CAPITAL

PROVENIO CAPITAL | PROVENIO CAPITAL MANAGEMENT LLC

CRD#: 333009 / SEC#: 801-131264

RIA

Registered Investment Advisory firm - (10/8/2024 Approved)

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Contact information

Main Address

4400 Macarthur Blvd. Suite 300, Newport Beach, CA 92660

Mailing Address

Phone number

(949) 301-9060

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PROVENIO CAPITAL - FORM ADV PART 2A (3/25/2025)

Regulatory assets under management

Total Number of Accounts	128
AUM (Assets Under Management)	$ 1,642,380,559

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Kevin M. Murphy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Michael Murphy's CRS (Customer Relationship Summary).

Certified licenses

Experience

PROVENIO CAPITAL

M HOLDINGS SECURITIES, INC.

M HOLDINGS SECURITIES, INC.

SPIRE WEALTH MANAGEMENT, LLC

SPIRE SECURITIES, LLC

CHAMBERLAIN CONSULTING GROUP, LP

GIRARD SECURITIES, INC.

GIRARD SECURITIES, INC.

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PROVENIO CAPITAL

State Registrations and Notice Filings

Exams

Series 65

Date: 1/18/2006

Series 63

Date: 11/5/1996

SIE

Date: 9/15/2016

Series 6

Date: 11/26/1996

Current Firm

PROVENIO CAPITAL

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PROVENIO CAPITAL

TRUST BUT VERIFY

Contact information

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