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PP

Pasquale Pisani

AVANTI WEALTH MANAGEMENT
Rutherford, NJ 07070
Some features on this profile are disabled
CRD#: 2765744
PP

Professional summary


Pasquale Pisani, who also goes by Pat Pisani, is a registered financial advisor currently at AVANTI WEALTH MANAGEMENT located in Rutherford, New Jersey.

Pasquale is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Pasquale has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 55 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Pat Pisani

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Avanti REO LLC, investment related, Kearny, NJ, special purpose entity for receiving revenue from Kingsview Wealth Management, Owner, 1/1/2012, 0, 0. 2) Mr. Pisani is insurance licensed in certain states and will be able to provide commission-based insurance products to clients in those states that require them. The time spent on insurance related activities is concurrent with his advisory activities at Avanti Wealth Management.

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CRS (Client Relationship Summary) - RIA


Click below to view Pasquale Pisani's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 29, 2022 - Present

AVANTI WEALTH MANAGEMENT

Office #1: 17 Sylvan Street Suite 104, Rutherford, NJ 07070
RIA
CRD#: 319737
Rutherford, NJ
Past

January 26, 2016 - September 22, 2022

KINGSVIEW WEALTH MANAGEMENT, LLC

RIA
CRD#: 148107
Rutherford, NJ
Past

April 19, 2010 - December 23, 2015

EDWARD JONES

RIA
CRD#: 250
CLIFTON, NJ
Past

April 5, 2010 - December 23, 2015

EDWARD JONES

BD
CRD#: 250
CLIFTON, NJ
Past

November 26, 2008 - July 14, 2009

ECHOTRADE LLC

BD
CRD#: 42239
PHOENIX, AZ
Past

February 28, 2005 - February 28, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
NEW YORK, NY
Past

August 17, 2004 - February 25, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
NEW YORK, NY
Past

October 23, 1997 - February 25, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

February 24, 1997 - July 18, 1997

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

November 15, 1996 - February 27, 1997

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New Jersey
(8/29/2022)
IAR
New York
(4/11/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/17/2010
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 10/14/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam

Current Firm


AW
AVANTI WEALTH MANAGEMENT
AVANTI WEALTH MANAGEMENT | AVANTI WEALTH MANAGEMENT LLC

CRD#: 319737 / SEC#:

New Jersey
Registered Investment Advisory firm - (6/29/2022 Approved)
New York
Registered Investment Advisory firm - (4/11/2025 Approved)
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Contact information


Main Address
17 Sylvan Street Suite 104, Rutherford, NJ 07070
Mailing Address
Phone number
(201) 729-3777
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts360
AUM (Assets Under Management)$ 68,362,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AVANTI WEALTH MANAGEMENT

CRD#: 319737Rutherford, NJ 07070

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