Jeanpierre Ayala
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanpierre Ayala, who also goes by J P Ayala, was a registered financial professional .
Jeanpierre is a previously registered financial professional and started their career in finance in 1998. Jeanpierre had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 5, 2024 - July 30, 2026
I-BANKERS SECURITIES, INC.
January 3, 2020 - June 11, 2024
I-BANKERS DIRECT, LLC
August 28, 2017 - January 3, 2020
WESTPARK CAPITAL, INC.
October 4, 2012 - September 20, 2017
LAIDLAW & COMPANY (UK) LTD.
December 17, 2010 - October 5, 2012
DAWSON JAMES SECURITIES, INC.
September 8, 2000 - December 20, 2010
NATIONAL SECURITIES CORPORATION
November 9, 1999 - September 11, 2000
THE AGEAN GROUP, INC
June 15, 1998 - October 4, 1999
LADENBURG THALMANN & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
I-BANKERS SECURITIES, INC.
CRD#: 41352 / SEC#: , 8-49385
Contact information
FINRA licenses (49 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
