Alexander F. Arellano
Professional summary
Alexander Felix Arellano, who also goes by Alex Arellano, is a registered financial advisor currently at LAKESHORE CAPITAL GROUP, INC. located in Rolling Meadows, Illinois.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alexander has worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7, Series 52 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Felix Arellano's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 20, 2025 - Present
LAKESHORE CAPITAL GROUP, INC.
Office #1: 1811 Hicks Road, Rolling Meadows, IL 60008October 12, 2022 - December 13, 2023
COMMONWEALTH FINANCIAL NETWORK
October 12, 2022 - December 13, 2023
COMMONWEALTH FINANCIAL NETWORK
April 4, 2022 - October 12, 2022
OSAIC SERVICES, INC.
February 18, 2022 - October 12, 2022
OSAIC SERVICES, INC.
January 23, 2006 - April 25, 2011
HILLTOP SECURITIES ASSET MANAGEMENT, LLC
January 20, 2006 - April 25, 2011
FIRST SOUTHWEST COMPANY, LLC
October 31, 2005 - November 18, 2005
OSAIC SERVICES, INC.
July 26, 2004 - October 31, 2005
SUNAMERICA SECURITIES, INC.
April 30, 2001 - September 6, 2002
LEGG MASON WOOD WALKER, INCORPORATED
April 30, 2001 - September 6, 2002
LEGG MASON WOOD WALKER, INCORPORATED
July 26, 1996 - May 3, 2001
AMERIPRISE ADVISOR SERVICES, INC.
Primary Firm SEC Registration
LAKESHORE CAPITAL GROUP, INC.
CRD#: 325609 / SEC#: 801-127919
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/20/2025)
Exams
Series 7TO
Date: 2/18/2022
General Securities Representative ExaminationSeries 8
Date: 5/21/1999
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
LAKESHORE CAPITAL GROUP, INC.
CRD#: 325609 / SEC#: 801-127919
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 600 |
| AUM (Assets Under Management) | $ 153,199,620 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
LAKESHORE CAPITAL GROUP, INC.
CRD#: 325609Rolling Meadows, IL 60008TRUST BUT VERIFY
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