Ricci A. Rentfro
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ricci A Rentfro was a registered financial professional .
Ricci is a previously registered financial professional and started their career in finance in 1996. Ricci had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 20, 2015 - June 16, 2015
MERCAP SECURITIES, LLC
March 20, 2009 - December 31, 2012
VOYA FINANCIAL ADVISORS, INC.
March 21, 2007 - March 20, 2009
ASH SECURITIES WHOLESALING, INC.
August 21, 2001 - March 1, 2006
OSAIC FS, INC.
January 14, 2000 - September 5, 2001
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
July 23, 1996 - January 27, 2000
AMERICAN GENERAL SECURITIES INCORPORATED
State Registrations and Notice Filings
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Exams
Current Firm
MERCAP SECURITIES, LLC
CRD#: 156607 / SEC#: , 8-68810
Contact information
FINRA licenses (1 States and Territories)
Documents
Red Flags
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