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JG

Janet M. Gordonkennedy

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CRD#: 2765387
JG

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Janet Marie Gordonkennedy, who also goes by Janet Marie Gordon, Janet Gordonkennedy, was a registered financial professional .

Janet is a previously registered financial professional and started their career in finance in 1996. Janet had worked at 2 firms and has passed the Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Janet Marie Gordon | Janet Gordonkennedy

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 9, 1999 - February 15, 2012

MARC J. LANE & COMPANY

BD
CRD#: 16188
CHICAGO, IL
Past

July 11, 1996 - December 31, 1998

RE-DIRECT SECURITIES CORP

BD
CRD#: 35518
VILLA PARK, IL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/14/2002
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


MJ
MARC J. LANE & COMPANY
MARC J. LANE & COMPANY

CRD#: 16188 / SEC#: , 8-33465

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
200 E. Randolph Street Suite 5100, Chicago, IL 60601
Mailing Address
200 E. Randolph Street Suite 5100, Chicago, IL 60601
Phone number
(312) 372-1040
Established
Illinois since 01/01/1985
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
LANE, MARC JAYCHIEF EXECUTIVE OFFICER, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE PRINCIPAL & SHAREHOLDER1498190
GREEN, KENNETH NATHANIELVICE PRESIDENT - DIRECTOR OF INVESTMENTS, FINOP, PFO/POO, MUNICIPAL SECURITIES PRINCIPAL1749298

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MARC J. LANE & COMPANY

CRD#: 16188

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