Anthony S. Hussain
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Anthony S. Hussain, who also goes by Hussain S. Anthony, Anthony Hussain, Tony Hussain, was a registered financial professional .
Anthony is a previously registered financial professional and started their career in finance in 1996. Anthony had worked at 12 firms and has passed the Series 65, Series 63, Series 79TO, Series 57TO, Series 99TO, SIE, Series 55, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 23, 2019 - June 3, 2025
SERIESONE SECURITIES, LLC
July 27, 2018 - January 18, 2019
INTE SECURITIES LLC
January 22, 2015 - November 14, 2017
CAROLINA FINANCIAL SECURITIES, LLC
April 10, 2014 - August 11, 2014
STILLPOINT CAPITAL, LLC
May 3, 2010 - May 3, 2012
HUNTER WISE SECURITIES, LLC
September 2, 2009 - March 31, 2010
STILLPOINT CAPITAL, LLC
August 11, 2004 - August 3, 2007
TRADEPRO SECURITIES, LLC.
May 3, 2002 - August 18, 2004
WALLSTREET*E FINANCIAL SERVICES, INC.
October 10, 2001 - March 1, 2002
CP CAPITAL SECURITIES
April 20, 2000 - October 10, 2001
CARDINAL CAPITAL MANAGEMENT, INC.
September 10, 1999 - October 19, 1999
MIRAMAR SECURITIES, LLC
February 13, 1997 - July 30, 1999
BNY MELLON SECURITIES CORPORATION
July 2, 1996 - January 31, 1997
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 9/20/2000
Limited Representative-Equity Trader ExamCurrent Firm
SERIESONE SECURITIES, LLC
CRD#: 297799 / SEC#: , 8-70158
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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