Amy L. Kramer

QUAD-CITIES INVESTMENT GROUP

Davenport, IA 52807

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CRD#: 2765326

Professional summary

Amy Lynn Kramer, who also goes by Amy Lynn Walker, is a registered financial advisor currently at QUAD-CITIES INVESTMENT GROUP, LLC located in Davenport, Iowa.

Amy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Amy has worked at 11 firms and has passed the Series 65, Series 63, Series 7, Series 53, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amy Lynn Walker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Kramer Construction, not investment-related. 252 Circle Dr. Riverdale, IA 52722. General carpentry. Owner. 0 hours/month during trading hours. Administrative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lynn Kramer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 28, 2018 - Present

QUAD-CITIES INVESTMENT GROUP, LLC

Office #1: 5177 Utica Ridge Road, Davenport, IA 52807

RIA

CRD#: 154113

Davenport, IA

Past

June 16, 2008 - June 13, 2012

POTERACK CAPITAL ADVISORY, INC.

RIA

CRD#: 145340

DAVENPORT, IA

Past

May 5, 2008 - December 2, 2008

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

DAVENPORT, IA

Past

March 7, 2007 - April 11, 2008

WATERSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 10078

BOSTON, MA

Past

October 20, 2006 - April 11, 2008

WATERSTONE FINANCIAL GROUP, INC.

CRD#: 10078

BOSTON, MA

Past

January 2, 2004 - December 31, 2005

SAMCO FINANCIAL SERVICES, INC.

CRD#: 30108

ROCK ISLAND, IL

Past

May 2, 2003 - December 11, 2003

BROOKLIGHT PLACE SECURITIES, INC.

RIA

CRD#: 15764

ROCK ISLAND, IL

Past

July 18, 2002 - December 11, 2003

BROOKLIGHT PLACE SECURITIES, INC.

CRD#: 15764

FOUNTAIN HILLS, AZ

Past

January 18, 2001 - April 1, 2002

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

June 28, 2000 - December 22, 2000

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

February 2, 1999 - December 22, 2000

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

HOUSTON, TX

Past

January 11, 1999 - February 2, 1999

TRADESTAR INVESTMENTS,INC.

CRD#: 14565

Past

January 16, 1998 - January 12, 1999

TRANSAMERICA FINANCIAL ADVISORS, LLC

CRD#: 16164

PHILADELPHIA, PA

Past

September 23, 1996 - January 15, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA

Registered Investment Advisory firm - (6/28/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(12/12/2022)

IAR

Iowa
(6/28/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/28/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/1/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/20/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 53

Date: 8/15/2005

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 9

Date: 3/23/2001

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/16/2001

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/1997

General Securities Principal Examination

Current Firm

QUAD-CITIES INVESTMENT GROUP, LLC

CRD#: 154113 / SEC#: 801-71612

RIA

Registered Investment Advisory firm - (6/28/2010 Approved)

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Contact information

Main Address

5177 Utica Ridge Road, Davenport, IA 52807

Mailing Address

Phone number

(563) 484-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2017 ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,473
AUM (Assets Under Management)	$ 375,563,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Amy L. Kramer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amy Lynn Kramer's CRS (Customer Relationship Summary).

Certified licenses

Experience

POTERACK CAPITAL ADVISORY, INC.

PURSHE KAPLAN STERLING INVESTMENTS

WATERSTONE FINANCIAL GROUP, INC.

WATERSTONE FINANCIAL GROUP, INC.

SAMCO FINANCIAL SERVICES, INC.

BROOKLIGHT PLACE SECURITIES, INC.

BROOKLIGHT PLACE SECURITIES, INC.

WELLS FARGO INVESTMENTS, LLC

FISERV INVESTOR SERVICES, INC.

TRADESTAR INVESTMENTS,INC.

TRADESTAR INVESTMENTS,INC.

TRANSAMERICA FINANCIAL ADVISORS, LLC

AEGON USA SECURITIES INC.

Primary Firm SEC Registration

QUAD-CITIES INVESTMENT GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/28/2018

Series 63

Date: 11/1/1996

Series 7

Date: 9/20/1996

Series 53

Date: 8/15/2005

Series 9

Date: 3/23/2001

Series 10

Date: 2/16/2001

Series 24

Date: 2/28/1997

Current Firm

QUAD-CITIES INVESTMENT GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUAD-CITIES INVESTMENT GROUP, LLC

TRUST BUT VERIFY

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