Sarah B. Stettinius
Professional summary
Sarah Butler Stettinius, who also goes by Sarah Price Butler, is a registered financial professional currently at GRV SECURITIES LLC located in Chicago, Illinois.
Sarah is registered as a RR (Registered Representative) and started their career in finance in 2009. Sarah has worked at 3 firms and has passed the Series 63, Series 22TO, SIE, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sarah Butler Stettinius's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2018 - Present
GRV SECURITIES LLC
Office #1: 900 North Michigan Avenue, Suite 1100, Chicago, IL 60611May 19, 2015 - June 16, 2016
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC
July 1, 2009 - May 19, 2015
LBC CAPITAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/19/2018)
(12/8/2023)
Exams
Series 22TO
Date: 3/8/2021
Direct Participation Programs Representative ExaminationSeries 62
Date: 5/27/2009
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
GRV SECURITIES LLC
CRD#: 138348 / SEC#: , 8-67160
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GCM GROSVENOR L.P. | SOLE MEMBER | 108654 |
| DANIEL, DAWNA LYNNE | CHIEF COMPLIANCE OFFICER | 5137048 |
| HENRICH, DIANNA LEA | MANAGING DIRECTOR | 4695780 |
| MONTGOMERY, BURKE JOHNSON | GENERAL COUNSEL | 5067591 |
| SACKS, MICHAEL JAY | MANAGER/CHIEF EXECUTIVE OFFICER | 2077424 |
| SULLIVAN, KATHLEEN PATRICIA | FINANCIAL AND OPERATIONS PRINCIPAL | 5099521 |
Red Flags
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