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Sarah Butler Stettinius

GRV SECURITIES
CHICAGO, IL
·CRD# 2765227·17 years experience

Professional Summary

Sarah Butler Stettinius, who also goes by Sarah Price Butler, is a registered financial advisor currently at GRV SECURITIES LLC located in Chicago, Illinois. Sarah is registered as a RR (Registered Representative) and started their career in finance in 2009. Sarah has worked at 3 firms and has passed the Series 63, Series 22TO, SIE, Series 62 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sarah Price Butler

Blog Corner

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

17 years in the financial services industry

Current & Past Employments

GRV SECURITIES LLC·CRD# 138348
BD
900 North Michigan Avenue, Suite 1100, Chicago, IL 60611
June 19, 2018 - Present
SUN LIFE INSTITUTIONAL DISTRIBUTORS (U.S.) LLC·CRD# 170062
BD
Bethesda, MD
May 19, 2015 - June 16, 2016
LBC CAPITAL PARTNERS LLC·CRD# 148245
BD
Washington, DC
July 1, 2009 - May 19, 2015

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Current Firm

GS
GRV SECURITIES LLC

GROSVENOR SECURITIES LLC | GRV SECURITIES LLC

CRD#: 138348 / SEC#: 8-67160
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541

Mailing Address

900 North Michigan Avenue Suite 1100, Chicago, IL 60611-6541

Phone Number

(312) 506-6500

Established

Delaware since 08/18/2005

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GCM GROSVENOR L.P.SOLE MEMBER108654
DANIEL, DAWNA LYNNECHIEF COMPLIANCE OFFICER5137048
HENRICH, DIANNA LEAMANAGING DIRECTOR4695780
MONTGOMERY, BURKE JOHNSONGENERAL COUNSEL5067591
SACKS, MICHAEL JAYMANAGER/CHIEF EXECUTIVE OFFICER2077424
SULLIVAN, KATHLEEN PATRICIAFINANCIAL AND OPERATIONS PRINCIPAL5099521

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
District of Columbia
(6/19/2018)
RR
Virginia
(12/8/2023)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Feb 2011About the Series 63 exam

Series 22TO — Direct Participation Programs Representative Examination

Passed Mar 2021About the Series 22TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 62 — Corporate Securities Limited Representative Examination

Passed May 2009

Series 24 — General Securities Principal Examination

Passed Apr 2009About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sarah Butler Stettinius's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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