Christopher Pernetti
Professional summary
Christopher Pernetti, who also goes by Christopher John Pernetti, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Pernetti's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 30, 2023 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008August 16, 2018 - June 30, 2023
TULLETT PREBON FINANCIAL SERVICES LLC
January 6, 2018 - August 17, 2018
B. RILEY SECURITIES, INC.
November 15, 2010 - August 17, 2018
B. RILEY WEALTH MANAGEMENT
February 11, 2002 - November 18, 2010
NEWEDGE USA, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/30/2023)
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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