Walter A. Kulinski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Allen Kulinski, who also goes by Wally Kulinski, was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1970. Walter had worked at 6 firms and has passed the SIE, Series 000 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 1993 - August 26, 2019
THE INVESTMENT CENTER, INC.
August 25, 1989 - May 3, 1993
LEHMAN SPECIAL SECURITIES INC.
August 25, 1989 - May 3, 1993
LEHMAN GOVERNMENT SECURITIES INC.
February 20, 1980 - May 3, 1993
LEHMAN BROTHERS INC.
June 21, 1974 - December 29, 1979
STUART BROTHERS
April 17, 1970 - June 17, 1974
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 000
Date: 5/28/1969
General Securities Principal ExaminationSeries 1
Date: 5/28/1969
Registered Representative ExaminationCurrent Firm
THE INVESTMENT CENTER, INC.
CRD#: 17839 / SEC#: , 8-35826
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 8 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
