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Patrick M. Schiro

Some features on this profile are disabled
CRD#: 2764927
PS

Professional summary

Patrick Morgan Schiro was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Patrick is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Patrick had worked at 10 firms, which includes MILESTONE GROUP MANAGEMENT LLC, CONTINENTAL BROKER-DEALER CORP., SHARPE CAPITAL INC., J.P. TURNER & COMPANY L.L.C., MILLENNIUM SECURITIES CORP., INSTITUTIONAL EQUITY CORPORATION, MORGAN GRANT CAPITAL CORP., INTERNATIONAL BOND AND SHARE INC., PACIFIC CORTEZ SECURITIES INCORPORATED, INVESTORS ASSOCIATES INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 13, 2003 - June 9, 2004

MILESTONE GROUP MANAGEMENT LLC

BD
CRD#: 44486
LAKE SUCCESS, NY
Past

May 23, 2000 - September 28, 2000

CONTINENTAL BROKER-DEALER CORP.

BD
CRD#: 14048
CARLE PLACE, NY
Past

March 8, 2000 - May 10, 2000

SHARPE CAPITAL, INC.

BD
CRD#: 18452
NEW YORK, NY
Past

August 24, 1999 - January 21, 2000

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
ATLANTA, GA
Past

November 2, 1998 - August 25, 1999

MILLENNIUM SECURITIES CORP.

BD
CRD#: 31695
NEW YORK, NY
Past

June 16, 1998 - October 15, 1998

INSTITUTIONAL EQUITY CORPORATION

BD
CRD#: 19628
DALLAS, TX
Past

March 13, 1998 - June 9, 1998

MORGAN GRANT CAPITAL CORP.

BD
CRD#: 28595
GARDEN CITY, NY
Past

February 2, 1998 - February 27, 1998

INTERNATIONAL BOND AND SHARE, INC.

BD
CRD#: 43196
ST. PETERSBURG, FL
Past

August 23, 1997 - December 31, 1997

PACIFIC CORTEZ SECURITIES INCORPORATED

BD
CRD#: 24341
SAN DIEGO, CA
Past

May 22, 1997 - July 18, 1997

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

July 18, 1996 - November 11, 1996

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 7/25/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/1996
General Securities Representative Examination

Current Firm

MG
MILESTONE GROUP MANAGEMENT LLC
MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486 / SEC#: , 8-50707

BD
Terminated by SEC on 07/18/2005
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 08/04/1997
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MILESTONE HOLDINGS, LLCMEMBER
MITCHELL, VINCENT MICHAELMEMBER2218939
CASELLA, PAUL JUDECHIEF COMPLIANCE OFFICER2461957
CASELLA, PAUL JUDEMANAGER2461957
EHRENSTEIN, PAUL SAMUELSROP, CROP76229
EHRENSTEIN, PAUL SAMUELFIN OP76229

Disclosures

Regulatory Event2
Arbitration2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

MILESTONE GROUP MANAGEMENT LLC

CRD#: 44486

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