Gerald J. Casey

GTN AMERICAS FINANCIAL SERVICES

New York, NY 10005

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CRD#: 2764887

Professional summary

Gerald Joseph Casey, who also goes by Gerald Casey, is a registered financial professional currently at GTN AMERICAS FINANCIAL SERVICES located in New York, New York.

Gerald is registered as a RR (Registered Representative) and started their career in finance in 1997. Gerald has worked at 13 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Gerald Casey

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerald Joseph Casey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2024 - Present

GTN AMERICAS FINANCIAL SERVICES

Office #1: 32 Old Slip Suite 3200c, New York, NY 10005

CRD#: 315499

New York, NY

Past

September 8, 2022 - September 21, 2023

EFG-HERMES USA, INC.

CRD#: 284894

NEW YORK, NY

Past

September 28, 2021 - July 5, 2022

ACADEMY SECURITIES, INC.

CRD#: 17433

NEW YORK, NY

Past

July 24, 2018 - July 13, 2021

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

January 20, 2016 - February 22, 2017

LIQUIDNET, INC.

CRD#: 103987

NEW YORK, NY

Past

February 19, 2013 - October 14, 2015

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

November 3, 2008 - October 5, 2012

NOMURA SECURITIES INTERNATIONAL, INC.

CRD#: 4297

NEW YORK, NY

Past

September 22, 2008 - November 5, 2008

BARCLAYS CAPITAL INC.

CRD#: 19714

NEW YORK, NY

Past

March 31, 2003 - September 22, 2008

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 5, 2001 - March 14, 2003

COWEN AND COMPANY

CRD#: 7616

NEW YORK, NY

Past

May 1, 2001 - November 14, 2001

J.P. MORGAN SECURITIES INC.

CRD#: 18718

NEW YORK, NY

Past

February 20, 2001 - May 1, 2001

JPMSI

CRD#: 15733

NEW YORK, NY

Past

October 6, 1997 - March 28, 2001

ROBERT FLEMING INC.

CRD#: 1711

NEW YORK, NY

Past

January 20, 1997 - September 17, 1997

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

EDISON, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(7/11/2024)

California
(7/11/2024)

Colorado
(7/11/2024)

Florida
(7/11/2024)

Illinois
(7/11/2024)

Kansas
(7/11/2024)

Massachusetts
(7/11/2024)

Nevada
(7/11/2024)

New Jersey
(7/11/2024)

New York
(7/11/2024)

North Carolina
(7/11/2024)

Ohio
(7/11/2024)

Pennsylvania
(7/11/2024)

Texas
(7/11/2024)

Wyoming
(7/11/2024)

Exams

State Security Law Exam

Series 63

Date: 2/12/1998

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/4/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/8/2001

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/17/1997

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 9/23/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 2/10/1999

General Securities Sales Supervisor Examination (Options Module & General Module)

SRO Registrations

FINRA

Current Firm

GTN AMERICAS FINANCIAL SERVICES

GTN AMERICAS FINANCIAL SERVICES | GTN AMERICAS FINANCIAL SERVICES, INC.

CRD#: 315499 / SEC#: , 8-70748

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

32 Old Slip Suite 3200c, New York, NY 10005

Mailing Address

32 Old Slip Suite 201, New York, NY 10005

Phone number

(332) 230-1184

Established

Delaware since 03/08/2021

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GLOBAL MARKET ACCESS, INC.	SHAREHOLDER
KRUEGER, ERIC WILLIAM	CEO	4004938
NAVEED, HASNAIN	FINOP	7004810
PACIOREK, MICHAEL ALLEN	COO	2090629
WISHNIVETSKI, ELI	CCO	4424907

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gerald J. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerald Joseph Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

EFG-HERMES USA, INC.

ACADEMY SECURITIES, INC.

MIZUHO SECURITIES USA LLC

LIQUIDNET, INC.

BARCLAYS CAPITAL INC.

NOMURA SECURITIES INTERNATIONAL, INC.

BARCLAYS CAPITAL INC.

LEHMAN BROTHERS INC.

COWEN AND COMPANY

J.P. MORGAN SECURITIES INC.

JPMSI

ROBERT FLEMING INC.

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1998

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 11/4/2004

Series 55

Date: 3/8/2001

Series 7

Date: 1/17/1997

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 24

Date: 9/23/2010

Series 8

Date: 2/10/1999

FINRA

Current Firm

GTN AMERICAS FINANCIAL SERVICES

Contact information

FINRA licenses (15 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

GTN AMERICAS FINANCIAL SERVICES

TRUST BUT VERIFY

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