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Chad Bourque

CRD# 2764863·Registered 1996 - 2018
Previously Registered: Being a previously registered professional could mean that Chad is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Chad Bourque, who also goes by Chad Damian Bourque, Chadwick Damian Bourque, was a registered financial advisor. Chad was a previously registered financial professional and started their career in finance 1996 - 2018. Chad had worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chad Damian Bourque, Chadwick Damian Bourque

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

SIGNATOR INVESTORS, INC.·CRD# 468
RIA
Needham Heights, MA
February 22, 2018 - March 5, 2018
SIGNATOR INVESTORS, INC.·CRD# 468
BD
Needham Heights, MA
March 9, 2017 - March 5, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
RIA
Dedham, MA
August 20, 2014 - April 7, 2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
Dedham, MA
June 12, 2014 - April 7, 2016
GUARDIAN INVESTOR SERVICES LLC·CRD# 6635
BD
New York, NY
August 2, 2006 - May 10, 2013
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
New York, NY
October 8, 2003 - February 3, 2006
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
August 1, 1996 - October 29, 1996

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Current Firm

SI
SIGNATOR INVESTORS, INC.

JOHN HANCOCK DISTRIBUTORS, INC. | SIGNATOR INVESTORS, INC.

CRD#: 468 / SEC#: 801-56298, 8-13995
BD
Terminated by SEC on 01/29/2019

Contact Information

Main Address

200 Berkeley Street 3rd Floor, Boston, MA 02116

Established

Delaware since 05/10/1968

Firm Type

Corporation

Fiscal Year End

December

Documents

Latest Form ADV

Part 2 Brochures

SIGNATOR INVESTORS WRAP PROGRAM BROCHURE (7/17/2018)

Direct owners and executive officers

NamePositionCRD#
JOHN HANCOCK FINANCIAL NETWORK, INC.PARENT COMPANY—
ARMSTRONG, ABIGAIL MARIEVICE PRESIDENT, COUNSEL AND ASST SECRETARY1239945
CAPPUCCIO, PAUL ANTHONYASSISTANT VICE PRESIDENT2151678
COLLINS, BRIAN DOUGLASVICE PRESIDENT6445623
DORVAL, STEVEN FRANCISDIRECTOR4163630
HORACK, THOMAS JOSEPHVP & DIRECTOR861315
KARMAN, MITCHELL ANDREWDIRECTOR2837307
KWONG-LOI, YIUASSISTANT SECRETARY6639555
LANNIGAN, TRACY KANESECRETARY6944688
MARYANOPOLIS, CHRISTOPHERPRESIDENT & DIRECTOR3041077
REBMAN, JILL DENISEDIRECTOR6520386
RIGATTI, MATTHEW FORRESTDIRECTOR2461646
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER & TREASURER4364402
SCORPIO, CARON MARIEASSISTANT VICE PRESIDENT4275948
SPADAFORA, CRAIG ALANDIRECTOR3184320
TERRY, JOSEPH DEANCHIEF COMPLIANCE OFFICER & DIRECTOR4612910
TETA, ANTHONY MAURICEDIRECTOR4617856
TUCKER, BRIAN THOMASASSISTANT SECRETARY2285090
VACON, MELISSA MVICE PRESIDENT & DIRECTOR6189199
WALTERS, GINA GOLDYCHDIRECTOR5095838

Disclosures

Regulatory Event

13

Arbitration

12

Bond

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2014About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2003About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 1996About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2008About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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