Ronald H. Kulberg
Professional summary
Ronald Herbert Kulberg is a registered financial professional currently at TRUSTMONT FINANCIAL GROUP, INC. located in Greensburg, Pennsylvania.
Ronald is registered as a RR (Registered Representative) and started their career in finance in 1969. Ronald has worked at 12 firms and has passed the Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronald Herbert Kulberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 23, 2017 - Present
TRUSTMONT FINANCIAL GROUP, INC.
Office #1: Scenic Drive Professional Center 200 Brush Run Road, Suite A, Greensburg, PA 15601October 3, 2011 - December 31, 2016
FINANCIAL AMERICA SECURITIES, INC.
January 11, 2010 - April 27, 2011
POTOMAC SECURITIES, LLC
January 13, 1995 - January 6, 2010
FINANCIAL AMERICA SECURITIES, INC.
October 13, 1989 - December 31, 1994
GREAT LAKES SECURITIES INC.
May 6, 1988 - September 12, 1989
NYLIFE SECURITIES LLC
January 5, 1987 - March 1, 1988
CIDCO INVESTMENT SERVICES, INC.
July 7, 1978 - December 16, 1986
FIRST CLEVELAND INVESTMENTS, INC.
August 25, 1977 - July 9, 1978
RONEY & CO. L.L.C.
November 19, 1976 - September 2, 1977
FULTON, REID & STAPLES, INC.
April 23, 1974 - December 30, 1976
FINANCIAL SQUARE PARTNERS
August 24, 1973 - May 10, 1974
December 15, 1969 - September 23, 1973
PAINE, WEBBER, JACKSON & CURTIS INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/26/2019)
(2/23/2017)
(2/23/2017)
(2/23/2017)
(7/31/2023)
(2/23/2017)
(2/23/2017)
(2/23/2017)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 12/10/1969
Registered Representative ExaminationFINRA
Current Firm
TRUSTMONT FINANCIAL GROUP, INC.
CRD#: 18312 / SEC#: , 8-36439
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DOCHINEZ, LACEY M | OWNER | 5809867 |
| DOCHINEZ, PETER DANIEL | OWNER | 6314091 |
| ABBOTT DECAROLIS, LAURA JEAN | OWNER/REGISTERED REPRESENTATIVE | 1523919 |
| DOCHINEZ, CLAUDIA ANN | OWNER | |
| DOCHINEZ, PETER DANIEL | OWNER | 1062112 |
| GIONTA, PAUL V | OWNER | |
| HEBERT, GEORGE PHILLIP | OWNER | 2309032 |
| HLADEK, ANTHONY CHARLES | PRESIDENT, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATION OFFICER | 2700432 |
| PETRUCCI, MARY LOUISE | OWNER/REGISTERED REPRESENTATIVE | 2980671 |
| AULT, JAMES DANIEL | OWNER | 1439447 |
| BARZAK, DONALD JOHN | OWNER | 1856590 |
| HIXENBAUGH, MARY LYNNE | CHIEF COMPLIANCE OFFICER | 5623080 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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