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Michael Terence Turner Jr

ALPHA CAPITAL MANAGEMENT
AUSTIN, TX
·CRD# 2764797·30 years experience

Professional Summary

Michael Terence Turner JR, who also goes by Michael Terence Turner, is a registered financial advisor currently at ALPHA CAPITAL MANAGEMENT located in Austin, Texas. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Terence Turner

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

ALPHA CAPITAL MANAGEMENT·CRD# 121703
RIA
5407 Parkcrest Drive 2nd Floor, Austin, TX 78731
July 30, 2002 - Present
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Austin, TX
January 2, 2013 - November 4, 2016
GRAND DISTRIBUTION SERVICES, LLC·CRD# 127700
BD
Milwaukee, WI
August 9, 2012 - December 31, 2012
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
November 29, 1997 - October 18, 2001
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
July 16, 1996 - September 1, 1998

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Current Firm

AC
ALPHA CAPITAL MANAGEMENT

ALPHA CAPITAL MANAGEMENT | B&T CAPITAL MANAGEMENT, INCORPORATED

CRD#: 121703 / SEC#: 801-61613
RIA
Registered Investment Advisory firm - SEC (11/21/2002 Approved)
Arizona
Registered Investment Advisory firm - Arizona (1/2/2003 Terminated)
California
Registered Investment Advisory firm - California (11/21/2002 Cancelled)
Connecticut
Registered Investment Advisory firm - Connecticut (1/10/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/13/2002 Cancelled)
Georgia
Registered Investment Advisory firm - Georgia (1/2/2003 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/2/2003 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/1/2004 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (1/10/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

5407 Parkcrest Drive 2nd Floor, Austin, TX 78731

Phone Number

(512) 322-9318

# of Employees

9

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ALPHA CAPITAL ADV PART 2A (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

1,316

AUM (Assets Under Management)

$871,430,846

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ZEBO, LLC; NOT INVESTMENT RELATED; 815 BRAZOS, #306, AUSTIN, TX; COFFEE SHOP, MINORITY SHAREHOLDER; YES, ACCEPTS COMPENSATION; START DATE 2002; NO END DATE, 0 HRS PER MONTH; 0 HRS DURING SECURITIES TRADING HOURS; NO DUTIES - NOT AN ACTIVE ROLE IN THIS BUSINESS.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHA CAPITAL MANAGEMENT

ALPHA CAPITAL MANAGEMENT | B&T CAPITAL MANAGEMENT, INCORPORATED

CRD#: 121703 / SEC#: 801-61613
RIA
Registered Investment Advisory firm - SEC (11/21/2002 Approved)
Arizona
Registered Investment Advisory firm - Arizona (1/2/2003 Terminated)
California
Registered Investment Advisory firm - California (11/21/2002 Cancelled)
Connecticut
Registered Investment Advisory firm - Connecticut (1/10/2003 Terminated)
Florida
Registered Investment Advisory firm - Florida (11/13/2002 Cancelled)
Georgia
Registered Investment Advisory firm - Georgia (1/2/2003 Terminated)
Ohio
Registered Investment Advisory firm - Ohio (1/2/2003 Terminated)
Texas
Registered Investment Advisory firm - Texas (4/1/2004 Terminated)
Virginia
Registered Investment Advisory firm - Virginia (1/10/2003 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Texas
(7/30/2002)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Nov 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 2012About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Jul 1996About the Series 7 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Terence Turner JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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