MT
Michael T. Turner
ALPHA CAPITAL MANAGEMENT
Austin, TX 78731
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CRD#: 2764797
MT
Professional summary
Michael Terence Turner JR, who also goes by Michael Terence Turner, is a registered financial advisor currently at ALPHA CAPITAL MANAGEMENT located in Austin, Texas.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Terence Turner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ZEBO, LLC; NOT INVESTMENT RELATED; 815 BRAZOS, #306, AUSTIN, TX; COFFEE SHOP, MINORITY SHAREHOLDER; YES, ACCEPTS COMPENSATION; START DATE 2002; NO END DATE, 0 HRS PER MONTH; 0 HRS DURING SECURITIES TRADING HOURS; NO DUTIES - NOT AN ACTIVE ROLE IN THIS BUSINESS.
CRS (Client Relationship Summary) - RIA
Click below to view Michael Terence Turner JR's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 30, 2002 - Present
ALPHA CAPITAL MANAGEMENT
Office #1: 5407 Parkcrest Drive 2nd Floor, Austin, TX 78731RIA
CRD#: 121703
Austin, TX
Past
January 2, 2013 - November 4, 2016
IMST DISTRIBUTORS, LLC
BD
CRD#: 130745
AUSTIN, TX
Past
August 9, 2012 - December 31, 2012
GRAND DISTRIBUTION SERVICES, LLC
BD
CRD#: 127700
MILWAUKEE, WI
Past
November 29, 1997 - October 18, 2001
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
July 16, 1996 - September 1, 1998
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ALPHA CAPITAL MANAGEMENT
ALPHA CAPITAL MANAGEMENT | B&T CAPITAL MANAGEMENT, INCORPORATED
CRD#: 121703 / SEC#: 801-61613
RIA
Registered Investment Advisory firm - (11/21/2002 Approved)Arizona
Registered Investment Advisory firm - (1/2/2003 Terminated)California
Registered Investment Advisory firm - (11/21/2002 Cancelled)Connecticut
Registered Investment Advisory firm - (1/10/2003 Terminated)Florida
Registered Investment Advisory firm - (11/13/2002 Cancelled)Georgia
Registered Investment Advisory firm - (1/2/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2003 Terminated)Texas
Registered Investment Advisory firm - (4/1/2004 Terminated)Virginia
Registered Investment Advisory firm - (1/10/2003 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/30/2002)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AC
ALPHA CAPITAL MANAGEMENT
ALPHA CAPITAL MANAGEMENT | B&T CAPITAL MANAGEMENT, INCORPORATED
CRD#: 121703 / SEC#: 801-61613
RIA
Registered Investment Advisory firm - (11/21/2002 Approved)Arizona
Registered Investment Advisory firm - (1/2/2003 Terminated)California
Registered Investment Advisory firm - (11/21/2002 Cancelled)Connecticut
Registered Investment Advisory firm - (1/10/2003 Terminated)Florida
Registered Investment Advisory firm - (11/13/2002 Cancelled)Georgia
Registered Investment Advisory firm - (1/2/2003 Terminated)Ohio
Registered Investment Advisory firm - (1/2/2003 Terminated)Texas
Registered Investment Advisory firm - (4/1/2004 Terminated)Virginia
Registered Investment Advisory firm - (1/10/2003 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5407 Parkcrest Drive 2nd Floor, Austin, TX 78731
Mailing Address
Phone number
(512) 322-9318
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,234 |
| AUM (Assets Under Management) | $ 766,253,241 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
