Alexander Simon
Professional summary
Alexander Simon, who also goes by Alex Simon, is a registered financial advisor currently at KINTRA WEALTH, LLC located in Hutchinson Island, Florida.
Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Alexander has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Alexander Simon's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 7, 2026 - Present
KINTRA WEALTH, LLC
October 7, 2019 - April 17, 2026
COMMONWEALTH FINANCIAL NETWORK
October 4, 2019 - April 17, 2026
COMMONWEALTH FINANCIAL NETWORK
December 5, 2007 - October 7, 2019
RAYMOND JAMES & ASSOCIATES, INC.
November 26, 2007 - October 7, 2019
RAYMOND JAMES & ASSOCIATES, INC.
April 21, 2004 - November 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 12, 2000 - November 27, 2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 1, 1996 - July 10, 2000
MORGAN STANLEY DW INC.
Primary Firm SEC Registration
KINTRA WEALTH, LLC
CRD#: 299407 / SEC#: 801-114485
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/7/2026)
Exams
Current Firm
KINTRA WEALTH, LLC
CRD#: 299407 / SEC#: 801-114485
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,424 |
| AUM (Assets Under Management) | $ 460,941,125 |
Red Flags
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