Richard M. Kulak
Professional summary
Richard Michael Kulak was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Richard is a previously registered financial professional and started their career in finance in 1966. Prior to being barred, Richard had worked at 4 firms, which includes TZ CLEAR LLC, LARA SHULL & MAY LTD, VOSS & CO. INC., REYNOLDS SECURITIES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 1989 - July 28, 2014
TZ CLEAR LLC
April 27, 1983 - July 12, 1989
LARA, SHULL & MAY, LTD
February 9, 1973 - July 27, 1981
VOSS & CO., INC.
May 16, 1966 - March 7, 1972
REYNOLDS SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/6/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 5/13/1966
Registered Representative ExaminationSeries 00
Date: 12/6/1972
General Securities Principal ExaminationCurrent Firm
TZ CLEAR LLC
CRD#: 8089 / SEC#: , 8-24511
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
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