Melissa A. Schaller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa A Schaller, who also goes by Melissa Anne Frank, Melissa Anne Milmoth, Melissa Anne Schaller, Melissa A Wilmoth, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 1996. Melissa had worked at 3 firms and has passed the Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2012 - May 23, 2012
MSH CAPITAL ADVISORS LLC
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
September 5, 1996 - March 9, 1999
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
MSH CAPITAL ADVISORS LLC
CRD#: 157835 / SEC#: 801-108933
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MSH CAPITAL ADVISORS LLC
CRD#: 157835 / SEC#: 801-108933
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,077 |
| AUM (Assets Under Management) | $ 1,094,329,678 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
