Cary S. Segall

FOUR POINTS CAPITAL PARTNERS LLC

EAST AMHERST, NY

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CRD#: 2764417

Professional summary

Cary Sloan Segall, who also goes by Cary Sloan Segall, Cary Segall, is a registered financial professional currently at FOUR POINTS CAPITAL PARTNERS LLC located in East Amherst, New York.

Cary is registered as a RR (Registered Representative) and started their career in finance in 1996. Cary has worked at 8 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7, Series 55, Series 30 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Cary Sloan Segall | Cary Segall

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cary Sloan Segall's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2025 - Present

FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149

EAST AMHERST, NY

Past

October 28, 2021 - March 1, 2022

OLD CITY SECURITIES LLC

CRD#: 171910

NEW YORK, NY

Past

June 11, 2018 - October 28, 2019

STONEHAVEN, LLC

CRD#: 118913

NEW YORK, NY

Past

March 21, 2018 - June 18, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

January 22, 2018 - June 18, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

July 21, 2003 - May 2, 2005

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

BOLINGBROOK, IL

Past

May 12, 2000 - April 9, 2002

LIGHTSPEED PROFESSIONAL TRADING LLC

CRD#: 39293

NEW YORK, NY

Past

April 21, 1998 - March 1, 1999

HEARTLAND SECURITIES CORP.

CRD#: 43201

EDISON, NJ

Past

July 11, 1996 - April 21, 1998

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/13/2025)

Florida
(11/13/2025)

Illinois
(11/13/2025)

New York
(10/31/2025)

Texas
(11/13/2025)

Exams

State Security Law Exam

Series 63

Date: 8/9/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/20/2018

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/31/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2018

General Securities Representative Examination

General Industry/Product Exam

Series 55

Date: 7/31/2003

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 30

Date: 6/20/2014

NFA Branch Manager Examination

Principal/Supervisory Exam

Series 24

Date: 9/10/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

AURORA FINANCIAL SERVICES, L.L.C. | HAYDEN & ASSOCIATES | FOUR POINTS CAPITAL PARTNERS LLC

CRD#: 43149 / SEC#: , 8-50162

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Mailing Address

55a E. Ridgewood Avenue Suite 12, Ridgewood, NJ 07450

Phone number

(212) 257-5240

Established

Texas since 07/23/1997

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
5M HOLDINGS LLC	MANAGING MEMBER
GRAY, JOHN CLARKE	CHIEF FINANCIAL OPERATIONS OFFICER / CFO	1367440
MARTINO, MICHAEL CHRISTOPHER	CHIEF EXECUTIVE OFFICER	2579146
MURPHY, GENE RYAN	CHIEF OPERATIONS OFFICER	4739772
TOOKE, JEFFREY A	CHIEF COMPLIANCE OFFICER, AMLCO	5621579

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Cary S. Segall

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Cary Sloan Segall's CRS (Customer Relationship Summary).

Certified licenses

Experience

OLD CITY SECURITIES LLC

STONEHAVEN, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

FIS BROKERAGE & SECURITIES SERVICES LLC

LIGHTSPEED PROFESSIONAL TRADING LLC

HEARTLAND SECURITIES CORP.

ICAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/9/2025

Series 66

Date: 3/20/2018

Series 7TO

Date: 10/31/2025

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2018

Series 55

Date: 7/31/2003

Series 30

Date: 6/20/2014

Series 24

Date: 9/10/1996

FINRA

Current Firm

FOUR POINTS CAPITAL PARTNERS LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

FOUR POINTS CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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