Kathleen M. Faulkner
Professional summary
Kathleen Marie Faulkner, who also goes by Kathleen Marie Dillard, is a registered financial advisor currently at FAULKNER FINANCIAL PLANNING, LLC located in Cameron Park, California.
Kathleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Kathleen has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kathleen Marie Faulkner's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2013 - Present
FAULKNER FINANCIAL PLANNING, LLC
Office #1: 4120 Cameron Park Drive, Suite 403, Cameron Park, CA 95682Office #2: 3450 Palmer Drive, Ste 4-319, Cameron Park, CA 95682March 11, 2004 - November 2, 2012
SPC
March 2, 2004 - November 2, 2012
PARKLAND SECURITIES, LLC
April 27, 1998 - March 9, 2004
SECURIAN FINANCIAL SERVICES, INC.
January 22, 1998 - March 9, 2004
SECURIAN FINANCIAL SERVICES, INC.
July 17, 1996 - November 25, 1997
EQUITY SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/30/2013)
Exams
Current Firm
FAULKNER FINANCIAL PLANNING, LLC
CRD#: 166337 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 7,915,182 |
Red Flags
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Company Information
FAULKNER FINANCIAL PLANNING, LLC
CRD#: 166337Cameron Park, CA 95682TRUST BUT VERIFY
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