Joseph O. Gebron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Omar Gebron, who also goes by Joseph Omar Geboon, Joey Gebron, was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1998. Joseph had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 10, 2019 - February 25, 2022
SW FINANCIAL
August 24, 2017 - December 10, 2019
WORDEN CAPITAL MANAGEMENT LLC
September 29, 2016 - August 4, 2017
BENJAMIN & JEROLD BROKERAGE I, LLC
March 26, 2014 - September 7, 2016
WINDSOR STREET CAPITAL, LP
September 8, 2009 - March 26, 2014
NATIONAL SECURITIES CORPORATION
December 3, 2008 - August 10, 2009
BROOKSTONE SECURITIES, INC.
June 5, 2008 - November 14, 2008
CARLTON CAPITAL INC.
December 12, 2005 - June 30, 2008
MERCER CAPITAL LTD.
June 6, 2005 - January 11, 2006
PRESTIGE FINANCIAL CENTER, INC.
January 26, 2004 - July 6, 2005
CARLTON CAPITAL INC.
July 19, 2002 - January 2, 2004
PARK CAPITAL SECURITIES, LLC
February 15, 2002 - July 17, 2002
PLATINUM INVESTMENT CORP.
May 26, 2000 - March 30, 2001
LLOYD, SCOTT & VALENTI, LTD.
February 7, 1999 - May 19, 2000
SEABOARD SECURITIES, INC.
December 23, 1998 - January 11, 1999
SEABOARD SECURITIES, INC.
September 22, 1998 - January 4, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SW FINANCIAL
CRD#: 145012 / SEC#: , 8-67688
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
