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JG

Joseph Omar Gebron

CRD# 2764264·Registered 1998 - 2022
Previously Registered: Being a previously registered professional could mean that Joseph is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Joseph Omar Gebron, who also goes by Joseph Omar Geboon, Joey Gebron, was a registered financial advisor. Joseph was a previously registered financial professional and started their career in finance 1998 - 2022. Joseph had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Joseph Omar Geboon, Joey Gebron

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

SW FINANCIAL·CRD# 145012
BD
New York, NY
December 10, 2019 - February 25, 2022
WORDEN CAPITAL MANAGEMENT LLC·CRD# 148366
BD
New York, NY
August 24, 2017 - December 10, 2019
BENJAMIN & JEROLD BROKERAGE I, LLC·CRD# 29110
BD
New York, NY
September 29, 2016 - August 4, 2017
WINDSOR STREET CAPITAL, LP·CRD# 34171
BD
New York, NY
March 26, 2014 - September 7, 2016
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Edison, NJ
September 8, 2009 - March 26, 2014
BROOKSTONE SECURITIES, INC.·CRD# 13366
BD
New York, NY
December 3, 2008 - August 10, 2009
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
June 5, 2008 - November 14, 2008
MERCER CAPITAL LTD.·CRD# 104012
BD
New York, NY
December 12, 2005 - June 30, 2008
PRESTIGE FINANCIAL CENTER, INC.·CRD# 30407
BD
New York, NY
June 6, 2005 - January 11, 2006
CARLTON CAPITAL INC.·CRD# 42533
BD
New York, NY
January 26, 2004 - July 6, 2005
PARK CAPITAL SECURITIES, LLC·CRD# 104206
BD
New York, NY
July 19, 2002 - January 2, 2004
PLATINUM INVESTMENT CORP.·CRD# 107211
BD
Rochester, NY
February 15, 2002 - July 17, 2002
LLOYD, SCOTT & VALENTI, LTD.·CRD# 23640
BD
Austin, TX
May 26, 2000 - March 30, 2001
SEABOARD SECURITIES, INC.·CRD# 755
BD
Florham Park, NJ
February 7, 1999 - May 19, 2000
SEABOARD SECURITIES, INC.·CRD# 755
BD
December 23, 1998 - January 11, 1999
PACIFIC CONTINENTAL SECURITIES CORPORATION·CRD# 2398
BD
Beverly Hills, CA
September 22, 1998 - January 4, 1999

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Current Firm

SF
SW FINANCIAL

SALOMON WHITNEY FINANCIAL | SW FINANCIAL | SALOMON WHITNEY LLC

CRD#: 145012 / SEC#: 8-67688
BD
Terminated by SEC on 05/20/2026

Contact Information

Established

New York since 06/11/2007

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
ANGIA HOLDINGS, LLC75.1% OWNER—

Disclosures

Regulatory Event

7

Arbitration

7

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jul 1998About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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