Vincent A. Lanzone
Professional summary
Vincent Anthony Lanzone III, who also goes by VInce Lanzone, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Latham, New York.
Vincent is registered as a RR (Registered Representative) and started their career in finance in 1997. Vincent has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vincent Anthony Lanzone III's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 9, 2006 - Present
NYLIFE SECURITIES LLC
Office #1: 26 Century Hill Drive Suite 301, Latham, NY 12110May 20, 1998 - July 28, 2006
APS FINANCIAL CORPORATION
September 10, 1997 - May 22, 1998
TUCKER ANTHONY INCORPORATED
September 1, 1997 - September 22, 1997
GLENN MICHAEL FINANCIAL, INC.
April 24, 1997 - June 18, 1997
TEJAS SECURITIES GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/22/2010)
(8/9/2006)
(12/9/2021)
(7/29/2022)
(3/25/2015)
(8/9/2006)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
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