Sean A. Miller

MILLER ASSET SOLUTIONS LLC

Charlottesville, VA

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CRD#: 2764172

Professional summary

Sean Andrew Miller is a registered financial advisor currently at MILLER ASSET SOLUTIONS LLC located in Charlottesville, Virginia.

Sean is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Sean has worked at 2 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Andrew Miller's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 10, 2010 - Present

MILLER ASSET SOLUTIONS LLC

RIA

CRD#: 155087

Charlottesville, VA

Past

July 18, 1996 - December 6, 1999

SANFORD C. BERNSTEIN & CO., INC.

CRD#: 1232

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(12/10/2010)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/23/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/17/1996

General Securities Representative Examination

Current Firm

MILLER ASSET SOLUTIONS LLC

MILLER ASSET SOLUTIONS | MILLER ASSET SOLUTIONS LLC

CRD#: 155087 / SEC#:

Oregon

Registered Investment Advisory firm - (12/4/2020 Terminated)

Texas

Registered Investment Advisory firm - (10/21/2015 Terminated)

Virginia

Registered Investment Advisory firm - (12/10/2010 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Charlottesville, VA

Mailing Address

Phone number

(434) 825-0000

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 47,782,017

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Sean A. Miller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sean Andrew Miller's CRS (Customer Relationship Summary).

Certified licenses

Experience

MILLER ASSET SOLUTIONS LLC

SANFORD C. BERNSTEIN & CO., INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2010

Series 63

Date: 8/23/1996

Series 7

Date: 7/17/1996

Current Firm

MILLER ASSET SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MILLER ASSET SOLUTIONS LLC

TRUST BUT VERIFY

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