Scott M. Hofferkamp

72CAPITAL

The Woodlands, TX

Some features on this profile are disabled

CRD#: 2764121

Professional summary

Scott Michael Hofferkamp is a registered financial advisor currently at 72CAPITAL, LLC located in The Woodlands, Texas.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Scott has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. CARLTON, HOFFERKAMP, & JENKS WEALTH MGMT. 10200 GROGANS MILL RD, THE WOODLANDS TX 77380 RIA, POSITION IS PROPRIETOR AND PRINCIPAL. FULL TIME, 08/2010. 2. INSURANCE AGENT; INVESTMENT RELATED; 1206 LOST STONE, SAN ANTONIO, TX 78258; FIXED INSURANCE BUSINESS; START DATE 9/15/2010; 12 HOURS/MONTH, ALL HOURS DURING SECURITIES HOURS; OFFER FIXED LIFE AND FIXED ANNUITY PRODUCTS TO MY CLIENTS. 2.PKS FINANCIAL SERVICES; INVESTMENT RELATED 18 CORPORATE WOODS BLVD ALBANY, NY 12211; FIXED INSURANCE; INSURANCE AGENT; SALES & SERVICE OF FIXED LIFE INSURANCE & ANNUITY CONTRACTS START DATE: 8/20/10

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Hofferkamp's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 9, 2025 - Present

72CAPITAL, LLC

RIA

CRD#: 335758

The Woodlands, TX

Past

August 20, 2010 - November 27, 2024

CHJ WEALTH MANAGEMENT

RIA

CRD#: 154238

SAN ANTONIO, TX

Past

August 20, 2010 - October 20, 2017

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

THE WOODLANDS, TX

Past

February 9, 2007 - August 23, 2010

LPL FINANCIAL LLC

RIA

CRD#: 6413

SAN ANTONIO, TX

Past

February 9, 2007 - August 23, 2010

LPL FINANCIAL LLC

CRD#: 6413

SAN ANTONIO, TX

Past

January 20, 2006 - March 2, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

RIA

CRD#: 13787

HOUSTON, TX

Past

January 20, 2006 - March 2, 2007

UVEST FINANCIAL SERVICES GROUP, INC.

CRD#: 13787

HOUSTON, TX

Past

January 9, 2004 - January 18, 2006

AMEGY INVESTMENTS, INC.

RIA

CRD#: 120145

HOUSTON, TX

Past

May 13, 2003 - January 18, 2006

AMEGY INVESTMENTS, INC.

CRD#: 120145

HOUSTON, TX

Past

August 27, 2001 - May 15, 2003

FISERV INVESTOR SERVICES, INC.

CRD#: 34637

HOUSTON, TX

Past

December 14, 2000 - March 14, 2001

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

December 13, 2000 - August 24, 2001

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SAN FRANCISCO, CA

Past

October 4, 2000 - May 2, 2001

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

May 3, 2000 - December 13, 2000

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CRD#: 16100

MINNEAPOLIS, MN

Past

March 1, 1999 - June 5, 2000

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

July 1, 1997 - March 1, 1999

J.P. MORGAN SECURITIES OF TEXAS, INC.

CRD#: 17116

HOUSTON, TX

Past

July 11, 1996 - June 17, 1997

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(7/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/11/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/20/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/31/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 7/26/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/10/1996

General Securities Representative Examination

Current Firm

72CAPITAL, LLC

CRD#: 335758 / SEC#:

Texas

Registered Investment Advisory firm - (7/9/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

The Woodlands, TX

Mailing Address

Phone number

(210) 632-9520

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Scott M. Hofferkamp

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Hofferkamp's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHJ WEALTH MANAGEMENT

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

UVEST FINANCIAL SERVICES GROUP, INC.

UVEST FINANCIAL SERVICES GROUP, INC.

AMEGY INVESTMENTS, INC.

AMEGY INVESTMENTS, INC.

FISERV INVESTOR SERVICES, INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO SECURITIES INC.

WELLS FARGO BROKERAGE SERVICES, L.L.C.

CHASE INVESTMENT SERVICES CORP.

J.P. MORGAN SECURITIES OF TEXAS, INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/1996

Series 63

Date: 7/11/1996

SIE

Date: 10/20/2017

Series 3

Date: 5/31/2017

Series 31

Date: 7/26/1996

Series 7

Date: 7/10/1996

Current Firm

72CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

72CAPITAL, LLC

TRUST BUT VERIFY

Contact information

Similar Advisors