BK
Billy B. King
CAVANAL HILL INVESTMENT MANAGEMENT
TULSA, OK 74172
Some features on this profile are disabled
CRD#: 2764098
BK
Professional summary
Billy Bob King, who also goes by Bill King, Billy Bob King Jr, is a registered financial advisor currently at CAVANAL HILL INVESTMENT MANAGEMENT, INC. located in Tulsa, Oklahoma and CAVANAL HILL DISTRIBUTORS, INC, located in Tulsa, Oklahoma.
Billy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Billy has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill King | Billy Bob King Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)NAME: Cavanal Hill Investment Management, Inc. ADDRESS: One Williams Center, Tulsa, OK INVESTMENT RELATED (Y/N): Y START DATE: 01/2013 POSITION HELD: SVP, Sales Director NATURE OF OUTSIDE BUSINESS: Sales Management HRS/MO: 60 HRS/MO DURING SECURITIES TRADING: 3/day BRIEF DESCRIPTION OF DUTIES: Managing Sales program. 2)NAME: Cavanal Hill Funds ADDRESS: 4400 Easton Commons, Suite 200, Columbus, OH INVESTMENT RELATED (Y/N): Y START DATE: 05/2020 POSITION HELD: President NATURE OF OUTSIDE BUSINESS: Mutual Fund Management HRS/MO: 10 HRS/MO DURING SECURITIES TRADING: .5/day BRIEF DESCRIPTION OF DUTIES: Management
CRS (Client Relationship Summary) - RIA
Click below to view Billy Bob King's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 7, 2013 - Present
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
Office #1: One Williams Center 15th Floor, Tulsa, OK 74172RIA
CRD#: 110774
TULSA, OK
Current
August 9, 2016 - Present
CAVANAL HILL DISTRIBUTORS, INC,
Office #1: One Williams Center 15th Floor, Tulsa, OK 74172Office #2: One Williams Center 15th Floor, Tulsa, OK, 74172BD
CRD#: 175445
Tulsa, OK
Past
January 7, 2013 - January 8, 2013
BOK FINANCIAL SECURITIES, INC.
RIA
CRD#: 17530
TULSA, OK
Past
January 7, 2013 - December 19, 2016
BOK FINANCIAL SECURITIES, INC.
BD
CRD#: 17530
TULSA, OK
Past
July 23, 2012 - December 19, 2012
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
January 18, 2012 - December 19, 2012
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
June 27, 2003 - November 23, 2009
IVY DISTRIBUTORS, INC.
BD
CRD#: 16496
OVERLAND PARK, KS
Past
October 16, 1996 - April 2, 2009
WADDELL & REED
RIA
CRD#: 866
OVERLAND PARK, KS
Past
July 11, 1996 - December 19, 2012
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CH
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.
CRD#: 110774 / SEC#: 801-60138
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(1/29/2015)
RR
Alabama(1/27/2017)
IAR
Alaska(1/3/2017)
RR
Alaska(1/12/2017)
IAR
Arizona(1/15/2014)
RR
Arizona(2/6/2017)
IAR
Arkansas(1/26/2015)
RR
Arkansas(1/25/2017)
IAR
California(1/22/2015)
RR
California(1/11/2017)
IAR
Colorado(1/3/2014)
RR
Colorado(1/25/2017)
IAR
Connecticut(1/22/2015)
RR
Connecticut(2/3/2017)
IAR
Delaware(1/27/2015)
RR
Delaware(2/22/2017)
IAR
District of Columbia(3/11/2015)
RR
District of Columbia(1/31/2017)
IAR
Florida(3/11/2015)
RR
Florida(6/28/2017)
IAR
Georgia(5/6/2015)
RR
Georgia(4/11/2017)
IAR
Hawaii(1/29/2015)
RR
Hawaii(3/8/2017)
IAR
Idaho(1/23/2015)
RR
Idaho(1/6/2017)
IAR
Illinois(1/22/2015)
RR
Illinois(3/20/2017)
IAR
Indiana(1/22/2015)
RR
Indiana(2/16/2017)
RR
Iowa(1/6/2017)
IAR
Iowa(7/11/2019)
IAR
Kansas(1/8/2014)
RR
Kansas(3/23/2017)
IAR
Kentucky(1/28/2015)
RR
Kentucky(1/9/2017)
IAR
Louisiana(1/23/2015)
RR
Louisiana(1/9/2017)
IAR
Maine(1/23/2015)
RR
Maine(1/27/2017)
IAR
Maryland(3/3/2015)
RR
Maryland(1/19/2017)
IAR
Massachusetts(1/26/2015)
RR
Massachusetts(5/17/2017)
IAR
Michigan(1/26/2015)
RR
Michigan(1/23/2017)
IAR
Minnesota(1/26/2015)
RR
Minnesota(1/13/2017)
IAR
Mississippi(4/2/2015)
RR
Mississippi(1/20/2017)
IAR
Missouri(1/3/2014)
RR
Missouri(3/15/2017)
IAR
Montana(1/26/2015)
RR
Montana(1/12/2017)
IAR
Nebraska(1/27/2015)
RR
Nebraska(4/14/2017)
IAR
Nevada(1/29/2015)
RR
Nevada(1/12/2017)
IAR
New Hampshire(1/22/2015)
RR
New Hampshire(1/20/2017)
IAR
New Jersey(1/23/2015)
RR
New Jersey(3/3/2017)
IAR
New Mexico(1/6/2014)
RR
New Mexico(1/17/2017)
RR
New York(1/9/2017)
IAR
North Carolina(1/27/2015)
RR
North Carolina(1/11/2017)
IAR
North Dakota(1/26/2015)
RR
North Dakota(1/27/2017)
IAR
Ohio(1/22/2015)
RR
Ohio(1/31/2017)
IAR
Oklahoma(1/7/2013)
RR
Oklahoma(1/6/2017)
RR
Oregon(2/8/2017)
IAR
Pennsylvania(1/22/2015)
RR
Pennsylvania(1/12/2017)
IAR
Puerto Rico(1/27/2015)
IAR
Rhode Island(1/22/2015)
RR
Rhode Island(2/23/2017)
IAR
South Carolina(1/23/2015)
RR
South Carolina(2/8/2017)
IAR
South Dakota(1/30/2015)
RR
South Dakota(1/19/2017)
RR
Tennessee(2/1/2017)
IAR
Texas(1/6/2014)
RR
Texas(3/22/2017)
IAR
Utah(1/23/2015)
RR
Utah(1/9/2017)
IAR
Vermont(1/23/2015)
RR
Vermont(1/30/2017)
IAR
Virgin Islands(2/3/2015)
IAR
Virginia(1/23/2015)
RR
Virginia(1/13/2017)
IAR
Washington(1/26/2015)
RR
Washington(1/13/2017)
IAR
West Virginia(1/29/2015)
RR
West Virginia(3/22/2017)
IAR
Wisconsin(1/22/2015)
RR
Wisconsin(1/12/2017)
RR
Wyoming(2/21/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CH
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
AXIA INVESTMENT MANAGEMENT, INC. | INVESTMENT CONCEPTS, INC. | CAVANAL HILL INVESTMENT MANAGEMENT, INC. | BOK INVESTMENT ADVISERS, INC. | AXIA INVESTMENT MANAGMENT, INC.
CRD#: 110774 / SEC#: 801-60138
RIA
Registered Investment Advisory firm - (4/19/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
One Williams Center 15th Floor, Tulsa, OK 74172-0172
Mailing Address
6242 E. 41st St. So, Tulsa, OK 74135
Phone number
(800) 958-2942
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,326 |
| AUM (Assets Under Management) | $ 14,223,562,597 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/28/2025 | ||
| 12/18/2024 | ||
| 08/25/2023 | ||
| 09/26/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAVANAL HILL INVESTMENT MANAGEMENT, INC.
CRD#: 110774Tulsa, OK 74172TRUST BUT VERIFY
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Contact information
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