Ronald L. Geer

GUIDE ADVISORS

Bothell, WA 98011

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CRD#: 2763949

Professional summary

Ronald Lee Geer JR, who also goes by Ronald Lee Geer, Ron L. Geer Jr., Ron Geer, is a registered financial advisor currently at GUIDE ADVISORS, INC. located in Bothell, Washington.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ronald has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ronald Lee Geer | Ron L. Geer Jr. | Ron Geer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Guide Advisors, Inc. fka Geer Financial Group, Inc.; Investment Related; Bothell, WA; Insurance Products Sales and Services; Insurance Agent; 1996; Approximately 10% of Mr. Geer's time is spent on this activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Geer JR's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 16, 2015 - Present

GUIDE ADVISORS, INC.

Office #1: 19125 North Creek Parkway Suite 120, Bothell, WA 98011

RIA

CRD#: 281828

Bothell, WA

Past

April 11, 2012 - November 16, 2015

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

BOTHELL, WA

Past

March 8, 2012 - November 16, 2015

PARK AVENUE SECURITIES LLC

CRD#: 46173

BOTHELL, WA

Past

April 19, 2010 - March 31, 2011

FINANCIAL ADVOCATES ADVISORY SERVICES

RIA

CRD#: 147786

OLYMPIA, WA

Past

January 15, 2010 - March 1, 2012

LPL FINANCIAL LLC

RIA

CRD#: 6413

WOODINVILLE, WA

Past

January 15, 2010 - March 1, 2012

LPL FINANCIAL LLC

CRD#: 6413

WOODINVILLE, WA

Past

September 22, 2009 - January 4, 2010

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

LYNNWOOD, WA

Past

August 17, 2009 - January 4, 2010

PARK AVENUE SECURITIES LLC

CRD#: 46173

LYNNWOOD, WA

Past

October 29, 1996 - May 6, 1997

SII INVESTMENTS, INC.

CRD#: 2225

APPLETON, WI

Past

August 9, 1996 - October 30, 1996

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(4/11/2017)

IAR

California
(7/30/2020)

IAR

Colorado
(10/23/2020)

IAR

Florida
(11/29/2021)

IAR

Georgia
(7/20/2023)

IAR

Idaho
(9/3/2019)

IAR

Kansas
(5/19/2017)

IAR

Ohio
(3/30/2017)

IAR

Oklahoma
(9/19/2019)

IAR

Oregon
(7/13/2020)

IAR

Pennsylvania
(5/7/2020)

IAR

Tennessee
(9/16/2019)

IAR

Texas
(12/2/2015)

IAR

Virginia
(6/15/2024)

IAR

Washington
(11/16/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/1/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/15/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 11/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/10/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/14/2009

Investment Company Products/Variable Contracts Representative Examination

Current Firm

GUIDE ADVISORS, INC.

GEER FINANCIAL GROUP, INC | GUIDE ADVISORS, INC.

CRD#: 281828 / SEC#:

Arizona

Registered Investment Advisory firm - (4/11/2017 Approved)

California

Registered Investment Advisory firm - (7/30/2020 Approved)

Colorado

Registered Investment Advisory firm - (10/23/2020 Approved)

Florida

Registered Investment Advisory firm - (11/29/2021 Approved)

Georgia

Registered Investment Advisory firm - (7/17/2023 Approved)

Idaho

Registered Investment Advisory firm - (8/29/2019 Approved)

Kansas

Registered Investment Advisory firm - (5/19/2017 Approved)

Louisiana

Registered Investment Advisory firm - (11/18/2022 Terminated)

Ohio

Registered Investment Advisory firm - (3/27/2017 Approved)

Oklahoma

Registered Investment Advisory firm - (9/19/2019 Approved)

Oregon

Registered Investment Advisory firm - (7/13/2020 Approved)

Pennsylvania

Registered Investment Advisory firm - (5/6/2020 Approved)

Tennessee

Registered Investment Advisory firm - (9/13/2019 Approved)

Texas

Registered Investment Advisory firm - (11/30/2015 Conditional Restricted)

Virginia

Registered Investment Advisory firm - (6/15/2024 Approved)

Washington

Registered Investment Advisory firm - (11/16/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

19125 North Creek Parkway Suite 120, Bothell, WA 98011

Mailing Address

Phone number

(206) 486-2477

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald L. Geer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Lee Geer JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FINANCIAL ADVOCATES ADVISORY SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

SII INVESTMENTS, INC.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/1/2009

Series 63

Date: 8/15/1996

SIE

Date: 11/16/2015

Series 7

Date: 9/10/2009

Series 6

Date: 8/14/2009

Current Firm

GUIDE ADVISORS, INC.

Contact information

Documents

Red Flags

Company Information

GUIDE ADVISORS, INC.

TRUST BUT VERIFY

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