Charles H. Boyd
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Hixson Boyd, who also goes by Charles H Boyd, Chuck Boyd, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1969. Charles had worked at 4 firms and has passed the Series 63 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 11, 1991 - November 17, 1993
ROBERT THOMAS SECURITIES, INC
May 1, 1989 - July 17, 1991
W.H. NEWBOLD'S SON & CO., INC.
February 6, 1974 - May 1, 1989
HOPPER SOLIDAY & CO., INC.
August 20, 1969 - February 23, 1974
STONE & WEBSTER SECURITIES CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/28/1960
Registered Representative ExaminationCurrent Firm
ROBERT THOMAS SECURITIES, INC
CRD#: 10147 / SEC#: , 8-26680
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
