Brian J. Zalewski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Joseph Zalewski, who also goes by Brian J Zalewski, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1996. Brian had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 6, 2016 - April 22, 2019
NAJARIAN FAMILY OFFICE, LLC
January 14, 2015 - March 9, 2015
WILLIAM BLAIR
January 14, 2015 - March 9, 2015
WILLIAM BLAIR
August 19, 2011 - October 30, 2014
UBS FINANCIAL SERVICES INC.
August 19, 2011 - October 30, 2014
UBS FINANCIAL SERVICES INC.
June 1, 2009 - September 7, 2011
MORGAN STANLEY
June 1, 2009 - September 7, 2011
MORGAN STANLEY
August 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
August 11, 2006 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 19, 2001 - August 16, 2006
MORGAN STANLEY DW INC.
November 6, 2000 - August 16, 2006
MORGAN STANLEY DW INC.
March 19, 1998 - November 27, 2000
A. G. EDWARDS & SONS, INC.
January 1, 1998 - April 8, 1998
GOLDMAN SACHS & CO. LLC
April 18, 1997 - November 10, 1997
A. G. EDWARDS & SONS, INC.
August 23, 1996 - September 10, 1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NAJARIAN FAMILY OFFICE, LLC
CRD#: 282209 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 132 |
| AUM (Assets Under Management) | $ 67,248,426 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
