Rachel Niemuth

REQUISITE CAPITAL MANAGEMENT LLC

Dallas, TX 75219

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CRD#: 2763773

Professional summary

Rachel Niemuth, who also goes by Rachel Lynn Mills, is a registered financial advisor currently at REQUISITE CAPITAL MANAGEMENT LLC located in Dallas, Texas.

Rachel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Rachel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rachel Lynn Mills

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Niemuth's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 9, 2021 - Present

REQUISITE CAPITAL MANAGEMENT LLC

Office #1: 4001 Maple Avenue Suite 290, Dallas, TX 75219

RIA

CRD#: 283107

Dallas, TX

Past

June 3, 2019 - October 28, 2019

KESTRA ADVISORY SERVICES, LLC

RIA

CRD#: 283330

AUSTIN, TX

Past

May 8, 2019 - October 28, 2019

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

IRVING, TX

Past

September 23, 2004 - September 18, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

November 26, 2002 - September 18, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

DALLAS, TX

Past

January 13, 2001 - November 22, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

May 3, 2000 - January 13, 2001

DB ALEX. BROWN LLC

CRD#: 17790

BALTIMORE, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

REQUISITE CAPITAL MANAGEMENT LLC

REQUISITE CAPITAL MANAGEMENT LLC | SPRING ADVISORS, LLC

CRD#: 283107 / SEC#: 801-110215

RIA

Registered Investment Advisory firm - (6/2/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(6/9/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/27/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/27/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/2/2000

General Securities Representative Examination

Current Firm

REQUISITE CAPITAL MANAGEMENT LLC

REQUISITE CAPITAL MANAGEMENT LLC | SPRING ADVISORS, LLC

CRD#: 283107 / SEC#: 801-110215

RIA

Registered Investment Advisory firm - (6/2/2017 Approved)

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Contact information

Main Address

4001 Maple Avenue Suite 290, Dallas, TX 75219

Mailing Address

Phone number

(469) 373-3399

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

REQUISITE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENT (5/5/2025)

Regulatory assets under management

Total Number of Accounts	796
AUM (Assets Under Management)	$ 1,987,793,761

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Rachel Niemuth

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rachel Niemuth's CRS (Customer Relationship Summary).

Certified licenses

Experience

KESTRA ADVISORY SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

DEUTSCHE BANK SECURITIES INC.

DB ALEX. BROWN LLC

Primary Firm SEC Registration

REQUISITE CAPITAL MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/27/2004

Series 63

Date: 6/27/2000

SIE

Date: 9/18/2018

Series 7

Date: 5/2/2000

Current Firm

REQUISITE CAPITAL MANAGEMENT LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

REQUISITE CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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