Flexman H. Johnson
Professional summary
Flexman Henry Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Flexman is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Flexman had worked at 1 firm, which includes DREYFUS INVESTMENT SERVICES COMPANY LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2000 - May 19, 2000
DREYFUS INVESTMENT SERVICES COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
DREYFUS INVESTMENT SERVICES COMPANY, LLC
CRD#: 17477 / SEC#: , 8-35194
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MELLON BANK CORPORATION | SHAREHOLDER | |
| BEIDEMAN, PAUL STEWART | DIRECTOR | 2825449 |
| DEVIVIO, ANTHONY CHARLES | EXECUTIVE VICE PRESIDENT SALES | 715375 |
| DONAHUE, MARGARET LOUISE | EXECUTIVE VICE PRESIDENT MARKETING | 69852 |
| GEANOPULOS, GEORGE HARRY | VICE PRESIDENT | 1729766 |
| GHIRARDI, WILLIAM R | EXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 858746 |
| MOSSMAN, DAVID KENT | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 2503983 |
| NALESNICK, JEAN ANN | VICE PRESIDENT | 1809578 |
| OFFICER, JOHN DAVID | DIRECTOR | 2789523 |
| OVERHOLT, HAROLD S JR | PRESIDENT AND CHIEF OPERATING OFFICER/DIRECTOR | 1450695 |
| UNGEMACH, WILLIAM VICTOR | SENIOR VICE PRESIDENT AND TREASURER | 1093967 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 4 |
Red Flags
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