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FJ

Flexman H. Johnson

Some features on this profile are disabled
CRD#: 2763639
FJ

Professional summary

Flexman Henry Johnson was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Flexman is a previously registered financial professional and started their career in finance in 2000. Prior to being barred, Flexman had worked at 1 firm, which includes DREYFUS INVESTMENT SERVICES COMPANY LLC.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 19, 2000 - May 19, 2000

DREYFUS INVESTMENT SERVICES COMPANY, LLC

BD
CRD#: 17477
PITTSBURGH, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 6
Date: 4/14/2000
Investment Company Products/Variable Contracts Representative Examination

Current Firm

DI
DREYFUS INVESTMENT SERVICES COMPANY, LLC
DREYFUS INVESTMENT SERVICES COMPANY, LLC | MELLON BROKERAGE SERVICES CORPORATION | INVESTNET CORPORATION | DREYFUS INVESTMENT SERVICES CORPORATION

CRD#: 17477 / SEC#: , 8-35194

BD
Terminated by SEC on 12/29/2002
PREMIUM
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Contact information

Main Address
Mailing Address
Phone number
Established
Delaware since 11/30/2001
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
MELLON BANK CORPORATIONSHAREHOLDER
BEIDEMAN, PAUL STEWARTDIRECTOR2825449
DEVIVIO, ANTHONY CHARLESEXECUTIVE VICE PRESIDENT SALES715375
DONAHUE, MARGARET LOUISEEXECUTIVE VICE PRESIDENT MARKETING69852
GEANOPULOS, GEORGE HARRYVICE PRESIDENT1729766
GHIRARDI, WILLIAM REXECUTIVE VICE PRESIDENT/CHIEF COMPLIANCE OFFICER858746
MOSSMAN, DAVID KENTDIRECTOR AND CHIEF EXECUTIVE OFFICER2503983
NALESNICK, JEAN ANNVICE PRESIDENT1809578
OFFICER, JOHN DAVIDDIRECTOR2789523
OVERHOLT, HAROLD S JRPRESIDENT AND CHIEF OPERATING OFFICER/DIRECTOR1450695
UNGEMACH, WILLIAM VICTORSENIOR VICE PRESIDENT AND TREASURER1093967

Disclosures

Regulatory Event2
Arbitration4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

DREYFUS INVESTMENT SERVICES COMPANY, LLC

CRD#: 17477

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