SB

Scott A. Bigley

AMERICAN GLOBAL WEALTH MANAGEMENT
Tarpon Springs, FL
Some features on this profile are disabled
CRD#: 2763409
SB

Professional summary


Scott A Bigley, who also goes by Scott Arthur Bigley, is a registered financial professional currently at AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Tarpon Springs, Florida.

Scott is registered as a RR (Registered Representative) and started their career in finance in 1998. Scott has worked at 10 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Arthur Bigley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary) - BD


Click below to view Scott A Bigley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

October 13, 2022 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

BD
CRD#: 7388
Tarpon Springs, FL
Past

December 6, 2019 - November 8, 2022

INTERVEST INTERNATIONAL EQUITIES CORPORATION

BD
CRD#: 20289
Tarpon Springs, FL
Past

April 2, 2019 - December 9, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
TAMPA, FL
Past

January 6, 2012 - February 5, 2019

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
WINTER PARK, FL
Past

October 7, 2010 - January 6, 2012

WORLD GROUP SECURITIES, INC.

BD
CRD#: 114473
TAMPA, FL
Past

July 2, 2009 - September 14, 2009

UVEST FINANCIAL SERVICES GROUP, INC.

BD
CRD#: 13787
TARPON SPRINGS, FL
Past

November 16, 2007 - February 27, 2009

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
TAMPA, FL
Past

December 5, 2006 - August 14, 2007

QA3 FINANCIAL CORP.

BD
CRD#: 14754
LARGO, FL
Past

December 15, 2000 - July 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

RIA
CRD#: 16164
ST. PETERSBURG, FL
Past

December 14, 2000 - July 31, 2006

TRANSAMERICA FINANCIAL ADVISORS, LLC

BD
CRD#: 16164
ST. PETERSBURG, FL
Past

July 13, 1999 - December 12, 2000

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
LOS ANGELES, CA
Past

May 29, 1998 - July 2, 1998

IFG NETWORK SECURITIES, INC.

BD
CRD#: 19948
ATLANTA, GA
Past

May 29, 1998 - May 19, 1999

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/13/2022)
RR
Florida
(10/13/2022)
RR
Missouri
(10/13/2022)
RR
Texas
(10/13/2022)

Exams


State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AG
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.
AMERICAN GLOBAL WEALTH MANAGEMENT, INC. | WISCONSIN DISCOUNT SECURITIES CORPORATION

CRD#: 7388 / SEC#: , 8-21584

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
1600 Pennsylvania Ave., Mcdonough, GA 30253
Mailing Address
1600 Pennsylvania Ave., Mcdonough, GA 30253
Phone number
(770) 400-9862
Established
Wisconsin since 02/25/1977
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Direct owners and executive officers


NamePositionCRD#
AMERICAN GLOBAL WEALTH SERVICES, INC.OWNER
CIANTRO, PHILIPFINOP2350685
FAULK, RACHELCHIEF COMPLIANCE OFFICER7712313
MAY, JAMES DAVIDVP OF REPRESENTATIVE AND CLIENT RELATIONS1601422
WEBB, JAMES RANDALLCEO2089446
WEBB, JAMES RANDALLCHIEF OPERATIONS OFFICER2089446
WEBB, JAMES RANDALLPRESIDENT2089446

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

CRD#: 7388Tarpon Springs, FL

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