DC
Daniel A. Cesta
PINNACLE WEALTH MANAGEMENT GROUP
Plymouth, MI 48170
Some features on this profile are disabled
CRD#: 2763334
DC
Professional summary
Daniel Anthony Cesta, CFP® is a registered financial advisor currently at PINNACLE WEALTH MANAGEMENT GROUP, INC. located in Plymouth, Michigan and PRIVATE CLIENT SERVICES, LLC located in Plymouth, Michigan.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 4/15/2005 - DBA ONLY - PINNACLE WEALTH MANAGEMENT GROUP, INC. - PLYMOUTH, MI.
2. 3/6/2006 - NON-VARIABLE INSURANCE - PINNACLE WEALTH MANAGEMENT GROUP, INC. - THIS OBA WOULD ENCOMPASS ALL NON-VARIABLE AND FIXED ANNUITY BUSINESSS FOR MY DBA, PINNACLE WEALTH MANAGEMENT GROUP, INC. - TIME SPENT 5% - PLYMOUTH, MI.
3. 12/3/2007 - REAL ESTATE RENTAL - DAC INVESTMENTS, LLC - THIS SINGLE-MEMBER LLC IS SET UP TO PURCHASE AND SELL FORECLOSURE PROPERTIES. THERE MAY BE RENTAL PROPERTIES PURCHASED ALSO BUT THAT IS NOT THE PRIMARY OBJECTIVE. THIS IS A PASSIVE ACTIVITY FOR ME. A LOCAL COMPANY IS MAKING ALL BUY/SELL DECISIONS. - TIME SPENT 1% - LIVONIA, MI.
4) NANR PLYMOUTH HOLDINGS, LLC. 849 PENNIMAN AVENUE, SUITE 201, PLYMOUTH, MI 48170. REAL ESTATE - 1176 SOUTH MAIN STREET, PLYMOUTH, MI 48170. PRESIDENT/SOLE MEMBER/SOLE PROPRIETOR. LLC STILL ACTIVE FOR FUTURE REAL ESTATE VENTURES. 0 HOURS/MO; 0 DURING TRADING HOURS.
5) 849 PENNIMAN ASSOCIATION. 849 PENNIMAN, SUITE 201, PLYMOUTH, MI 48170. CONDO ASSOCIATION. PRESIDENT. 1 HOUR/MO; 0 DURING TRADING HOURS.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Anthony Cesta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1996
Experience
Current
February 16, 2016 - Present
PINNACLE WEALTH MANAGEMENT GROUP, INC.
Office #1: 849 Penniman Suite 201, Plymouth, MI 48170RIA
CRD#: 281935
Plymouth, MI
Current
March 17, 2016 - Present
PRIVATE CLIENT SERVICES, LLC
Office #1: 849 Penniman Suite 201, Plymouth, MI 48170RIA
BD
CRD#: 120222
Plymouth, MI
Past
April 15, 2010 - April 1, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
PLYMOUTH, MI
Past
April 5, 2005 - April 1, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
PLYMOUTH, MI
Past
September 19, 2002 - May 2, 2005
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
PLYMOUTH, MI
Past
August 6, 1996 - May 2, 2005
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PINNACLE WEALTH MANAGEMENT GROUP, INC.
PINNACLE WEALTH MANAGEMENT GROUP, INC.
CRD#: 281935 / SEC#: 801-113407
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)New York
Registered Investment Advisory firm - (8/20/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/17/2016)
IAR
Florida(3/4/2016)
RR
Florida(3/17/2016)
RR
Kentucky(3/17/2016)
IAR
Michigan(2/16/2016)
RR
Michigan(3/17/2016)
RR
New York(3/17/2016)
IAR
New York(11/13/2021)
RR
Pennsylvania(3/17/2016)
RR
South Carolina(3/17/2016)
RR
Texas(9/16/2025)
IAR
Texas(10/29/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PINNACLE WEALTH MANAGEMENT GROUP, INC.
PINNACLE WEALTH MANAGEMENT GROUP, INC.
CRD#: 281935 / SEC#: 801-113407
RIA
Registered Investment Advisory firm - (6/8/2018 Approved)Florida
Registered Investment Advisory firm - (8/20/2018 Terminated)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)New York
Registered Investment Advisory firm - (8/20/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/21/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
849 Penniman Suite 201, Plymouth, MI 48170
Mailing Address
Phone number
(734) 667-5581
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 590 |
| AUM (Assets Under Management) | $ 212,749,421 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PINNACLE WEALTH MANAGEMENT GROUP, INC.
CRD#: 281935Plymouth, MI 48170TRUST BUT VERIFY
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