Stephanie A. Hanayik
Professional summary
Stephanie Ann Hanayik, who also goes by Stephanie Ann Hanayik, is a registered financial professional currently at PNC CAPITAL MARKETS LLC located in Cleveland, Ohio and PNC WEALTH MANAGEMENT LLC located in Cleveland, Ohio.
Stephanie is registered as a RR (Registered Representative) and started their career in finance in 2004. Stephanie has worked at 7 firms and has passed the Series 66, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Stephanie Ann Hanayik's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 12, 2020 - Present
PNC CAPITAL MARKETS LLC
Office #1: 1900 East 9th Street, Cleveland, OH 44114November 27, 2023 - Present
PNC WEALTH MANAGEMENT LLC
Office #1: 1900 E. 9th Street (osj), Cleveland, OH 44114April 5, 2013 - November 16, 2018
MARSHBERRY CAPITAL, LLC.
September 7, 2012 - March 26, 2013
VALMARK SECURITIES, INC.
October 29, 2009 - March 22, 2013
SEQUOIA FINANCIAL GROUP, L.L.C.
November 4, 2008 - October 29, 2009
SEQUOIA FINANCIAL GROUP, L.L.C.
October 8, 2008 - August 14, 2012
SFI CAPITAL GROUP, LLC
January 10, 2006 - September 26, 2008
NATCITY INVESTMENTS, INC.
September 8, 2004 - September 26, 2008
NATCITY INVESTMENTS, INC.
Primary Firm SEC Registration
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/12/2020)
Exams
Series 52TO
Date: 12/19/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
PNC WEALTH MANAGEMENT LLC
CRD#: 129052 / SEC#: 801-66195, 8-66195
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PNC BANK, NATIONAL ASSOCIATION | PARENT | |
| BARNHART, TODD MARTIN | BOARD OF MANAGERS | 6166298 |
| FLYNN, SEAN | CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS | 2790159 |
| GUERRINI, RICHARD ROBERT | PRESIDENT, CEO, BOARD OF MANAGERS | 1990015 |
| HOLODINSKI, JOHN PAUL | BOARD OF MANAGERS | 2494707 |
| MITCHELL, JESSICA | BOARD OF MANAGERS | 6624246 |
| RAMOS, REGIS RESENDE | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP | 5205169 |
| RICHARDSON, MARGARET MARY | CHIEF OPERATING OFFICER/BOARD OF MANAGERS | 6002933 |
| RODGERS, STEPHANIE ELIZABETH | BOARD OF MANAGERS & SECRETARY | 6004741 |
| SANTILLO, ROBERT WILSON | BOARD OF MANAGERS | 5379581 |
| SCHAFER, DAVID JOSEPH | CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER | 1368781 |
| THOMPSON, LEIGH CHASE | CHIEF LEGAL OFFICER | 6534162 |
| WEIDNER, KIMBERLY LYNN | CHIEF RISK OFFICER & BOARD OF MANAGERS | 4080314 |
Regulatory assets under management
| Total Number of Accounts | 157,533 |
| AUM (Assets Under Management) | $ 26,533,775,810 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 6 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
