Cyncera Smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cyncera Smith, who also goes by Cyncera Bolden, Cindy Smith, was a registered financial professional .
Cyncera is a previously registered financial professional and started their career in finance in 2002. Cyncera had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 10, 2013 - December 4, 2017
CIG SECURITIES
November 2, 2010 - June 26, 2012
TELEMUS INVESTMENT BROKERS, LLC
September 5, 2006 - April 20, 2009
EQUITABLE ADVISORS, LLC
October 27, 2004 - August 28, 2006
THRIVENT INVESTMENT MANAGEMENT INC.
May 12, 2003 - September 17, 2003
BANC ONE SECURITIES CORPORATION
May 12, 2003 - September 17, 2003
BANC ONE SECURITIES CORPORATION
September 11, 2002 - May 14, 2003
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CIG SECURITIES
CRD#: 129864 / SEC#: , 8-66266
Contact information
FINRA licenses (12 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
