Richard J. Kuhar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard John Kuhar, who also goes by Dick Kuhar, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1974. Richard had worked at 8 firms and has passed the SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 17, 2001 - August 28, 2020
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 14, 2001 - September 10, 2001
DENMARK INVESTMENT SERVICES, INC.
July 22, 1999 - March 6, 2001
DONAHUE SECURITIES, INC.
May 11, 1998 - July 29, 1999
MW MANAGEMENT COMPANY
July 8, 1994 - April 30, 1998
WS GRIFFITH SECURITIES, INC.
January 5, 1994 - July 19, 1994
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 17, 1991 - December 31, 1993
WADDELL & REED
January 1, 1991 - April 24, 1991
F & G SECURITIES, INC.
May 11, 1989 - September 26, 1990
F & G SECURITIES, INC.
March 23, 1987 - May 1, 1989
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
April 24, 1980 - March 23, 1987
DENMARK INVESTMENT SERVICES, INC.
March 20, 1974 - November 27, 1979
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/16/1974
Registered Representative ExaminationCurrent Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
