Brian C. Ternoey
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Charles Ternoey, who also goes by None None, was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 3 firms and has passed the Series 63, Series 7 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 21, 2004 - December 31, 2017
CURCIO WEBB, LLC
July 29, 1998 - October 5, 1999
MERCER SECURITIES, INC.
February 19, 1998 - July 6, 1998
MARSH & MCLENNAN SECURITIES CORPORATION
November 11, 1997 - December 23, 1997
MARSH & MCLENNAN SECURITIES CORPORATION
Primary Firm SEC Registration
CURCIO WEBB, LLC
CRD#: 109066 / SEC#: 801-56468
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 6/14/1996
Non-Member General Securities ExaminationCurrent Firm
CURCIO WEBB, LLC
CRD#: 109066 / SEC#: 801-56468
Contact information
SEC notice filing (2 States and Territories)
Red Flags
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