Jose Colone
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jose Colone, who also goes by Joe Colon, Jose Luis Colon, Joe Colone, was a registered financial professional .
Jose is a previously registered financial professional and started their career in finance in 1996. Jose had worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2016 - December 31, 2018
FLORIDA TAX & FINANCIAL ADVISORS, LLC
July 31, 1999 - August 31, 2000
MERCER ALLIED COMPANY, L.P.
December 17, 1996 - September 22, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FLORIDA TAX & FINANCIAL ADVISORS, LLC
CRD#: 281390 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
