Mark A. Kallis

CRD#: 2762977

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Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Andrew Kallis was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 1997. Mark had worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

February 22, 2016 - December 31, 2025

FIDUCIARYVEST, LLC

RIA

CRD#: 134351

ATLANTA, GA

Past

May 5, 2009 - July 25, 2014

FORESIDE ASSOCIATES, LLC

CRD#: 13494

ATLANTA, GA

Past

March 10, 2008 - April 1, 2009

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

ATLANTA, GA

Past

January 2, 1998 - January 8, 2008

TRUIST SECURITIES, INC.

CRD#: 6271

ATLANTA, GA

Past

January 7, 1997 - January 2, 1998

SUNTRUST CAPITAL MARKETS, INC.

CRD#: 36888

ATLANTA, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIDUCIARYVEST, LLC

CRD#: 134351 / SEC#: 801-63958

RIA

Registered Investment Advisory firm - (2/17/2005 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 1/6/1997

General Securities Representative Examination

Current Firm

FIDUCIARYVEST, LLC

CRD#: 134351 / SEC#: 801-63958

RIA

Registered Investment Advisory firm - (2/17/2005 Approved)

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Contact information

Main Address

5600 Roswell Road Building C, Atlanta, GA 30342

Mailing Address

Phone number

(404) 446-1270

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2 - BROCHURE (7/14/2025)

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 4,403,994,687

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mark A. Kallis

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIDUCIARYVEST, LLC

FORESIDE ASSOCIATES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST SECURITIES, INC.

SUNTRUST CAPITAL MARKETS, INC.

Primary Firm SEC Registration

FIDUCIARYVEST, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/19/1996

Series 7

Date: 1/6/1997

Current Firm

FIDUCIARYVEST, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FIDUCIARYVEST, LLC

TRUST BUT VERIFY

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