Erica R. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erica Ray Johnson, who also goes by Erica Johnson, was a registered financial professional .
Erica is a previously registered financial professional and started their career in finance in 2003. Erica had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 7, 2024 - February 6, 2025
HOLLISTER ASSOCIATES, LLC
April 25, 2022 - June 9, 2022
WHITE OAK MERCHANT PARTNERS LLC
January 28, 2020 - September 30, 2020
FOCUSPOINT PRIVATE CAPITAL GROUP
June 15, 2015 - November 12, 2019
BLUE SAND SECURITIES LLC
April 10, 2015 - May 19, 2015
MVISION PRIVATE EQUITY ADVISERS USA LLC
February 6, 2013 - April 7, 2015
BLUE SAND SECURITIES LLC
March 28, 2007 - February 4, 2013
GUGGENHEIM SECURITIES, LLC
February 8, 2007 - March 26, 2007
APB FINANCIAL GROUP, LLC
October 23, 2003 - January 28, 2005
BUTLER CAPITAL PARTNERS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
