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Laura Sue Quade

Laura S. Quade

ALLIANZ LIFE FINANCIAL SERVICES | Director of Advisor Team Operations
MINNEAPOLIS, MN 55416
Some features on this profile are disabled
CRD#: 2762896
Laura Sue Quade
Laura Sue QuadeALLIANZ LIFE FINANCIAL SERVICES

Professional summary

Laura Sue Quade, who also goes by Laura Sue Grekoff, Laura S Quade, Laura Sue Quade, Laura Quade, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.

Laura is registered as a RR (Registered Representative) and started their career in finance in 1996. Laura has worked at 6 firms and has passed the Series 63, SIE, Series 6, Series 51 and Series 26 exams.

Biography

Laura has more than twenty years of experience in the financial services industry and developed her passion for driving organizational growth through a variety of leadership roles including Vice President and Head of Operations for Hartford Funds. She takes a collaborative approach to identifying operational efficiencies and enjoys working closely with internal teams and stakeholders. As Director of Advisor Team Operations, she uses her high-energy mindset to achieve a sustainable and scalable operating model that will enhance the teams’ experience and support business growth. In her spare time she enjoys reading, the outdoors and supporting Wisconsin sports teams. She lives in Hudson with her husband Bob and their three sons.

Aliases

Laura Sue Grekoff | Laura S Quade | Laura Sue Quade | Laura Quade

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Laura Sue Quade's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 29, 2023 - Present

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416
BD
CRD#: 612
MINNEAPOLIS, MN
Past

January 16, 2020 - December 2, 2022

WEALTH ENHANCEMENT BROKERAGE SERVICES, LLC

BD
CRD#: 130139
PLYMOUTH, MN
Past

November 20, 2019 - January 20, 2023

LPL FINANCIAL LLC

BD
CRD#: 6413
PLYMOUTH, MN
Past

November 30, 2007 - April 2, 2013

TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.

BD
CRD#: 37819
WOODBURY, MN
Past

March 8, 2002 - August 5, 2019

HARTFORD FUNDS DISTRIBUTORS, LLC

BD
CRD#: 45995
Wayne, PA
Past

July 18, 1996 - December 31, 2001

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/1/1997
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 7/17/1996
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 51
Date: 12/23/2013
Municipal Fund Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 12/23/1997
Investment Company Products/Variable Contracts Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AL
ALLIANZ LIFE FINANCIAL SERVICES, LLC
ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.

CRD#: 612 / SEC#: , 8-13630

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416-1297
Mailing Address
P O Box 1117, Minneapolis, MN 55440-1117
Phone number
(763) 765-6500
Established
Minnesota since 11/20/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

NamePositionCRD#
ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICAOWNER
DIAN, MATTHEW CHRISTOPHERCHIEF COMPLIANCE OFFICER2246088
GAUMOND, WILLIAM EDWARDDIRECTOR5294073
HELMEN, JOHN CURTISASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS4988276
LORD-KRAHN, KRISTINE MARIECHIEF LEGAL OFFICER4241291
THOMES, ERIC JONCHIEF EXECUTIVE OFFICER4645308
WALTHER, COREY JAYPRESIDENT2398952
WYSOCKI, REBECCAPRINCIPAL OPERATIONS OFFICER6558204
WYSOCKI, REBECCACHIEF FINANCIAL OFFICER6558204
WYSOCKI, REBECCAPRINCIPAL FINANCIAL OFFICER6558204

Disclosures

Regulatory Event1

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Company Information

ALLIANZ LIFE FINANCIAL SERVICES, LLC

Director of Advisor Team OperationsCRD#: 612Minneapolis, MN 55416

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