Michael A. Trezza
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Anthony Trezza, who also goes by Mike Anthony Trezza, Mike Trezza, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1997. Michael had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2021 - November 28, 2025
EDELMAN FINANCIAL ENGINES
November 13, 2019 - June 16, 2020
PSP FINANCIAL SERVICES LLC
January 1, 2019 - June 14, 2019
SIMPLICITY FINANCIAL INVESTMENT SERVICES, INC.
April 25, 2016 - January 10, 2017
J.P. MORGAN SECURITIES LLC
December 22, 2000 - October 26, 2001
HORNBLOWER & WEEKS, INC.
July 25, 2000 - December 19, 2000
THE REGENCY GROUP, INC.
October 20, 1998 - June 26, 2000
FIRST SECURITY INVESTMENTS, INC.
January 13, 1998 - October 21, 1998
MILLENNIUM SECURITIES CORP.
September 12, 1997 - February 16, 1998
R.D. WHITE & CO., INC.
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
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