Aaron J. Stern

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CRD#: 2762806

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Aaron Jay Stern, CFP® was a registered financial professional .

Aaron is a previously registered financial professional and started their career in finance in 1996. Aaron had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Windsor Baptist Church/Christian Academy; investment-related; 213 Little Conestoga Rd, Downingtown, PA 19335; church and school; Deacon - Financial Advisory Committee - EITC Liaison; started 02/2022; approximately 10 hours per month, none during securities trading hours; EITC Liaison - to explain PA Educational Improvement Tax Credit (EITC) program to parents/potential donors.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

April 7, 2022 - December 4, 2024

MARKET STREET WEALTH MANAGEMENT

RIA

CRD#: 155157

WEST CHESTER, PA

Past

April 1, 2022 - January 12, 2024

USA FINANCIAL SECURITIES LLC

CRD#: 103857

WEST CHESTER, PA

Past

September 11, 2020 - February 18, 2022

ARKADIOS CAPITAL

CRD#: 282710

Phoenixville, PA

Past

August 31, 2020 - March 30, 2022

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

RIA

CRD#: 304376

PHOENIXVILLE, PA

Past

October 4, 2010 - June 9, 2020

VANGUARD ADVISERS, INC.

RIA

CRD#: 106715

MALVERN, PA

Past

July 8, 1996 - June 9, 2020

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MARKET STREET WEALTH MANAGEMENT

MARKET STREET WEALTH MANAGEMENT | MARKET STREET WEALTH MANAGEMENT, LLC

CRD#: 155157 / SEC#: 801-81172

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

Delaware

Registered Investment Advisory firm - (6/24/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (7/30/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/19/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/12/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/5/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MARKET STREET WEALTH MANAGEMENT

MARKET STREET WEALTH MANAGEMENT | MARKET STREET WEALTH MANAGEMENT, LLC

CRD#: 155157 / SEC#: 801-81172

RIA

Registered Investment Advisory firm - (3/27/2015 Approved)

Delaware

Registered Investment Advisory firm - (6/24/2015 Terminated)

New Jersey

Registered Investment Advisory firm - (7/30/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (6/19/2015 Terminated)

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Contact information

Main Address

999 West Chester Pike Suite 202, West Chester, PA 19382

Mailing Address

Phone number

(610) 692-3200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MSWM FORM ADV PART 2A (3/16/2025)

Regulatory assets under management

Total Number of Accounts	2,604
AUM (Assets Under Management)	$ 714,859,960

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Aaron J. Stern

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

USA FINANCIAL SECURITIES LLC

ARKADIOS CAPITAL

CREATIVE CAPITAL WEALTH MANAGEMENT GROUP

VANGUARD ADVISERS, INC.

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

MARKET STREET WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 7/12/1996

SIE

Date: 10/1/2018

Series 7

Date: 4/27/2005

Series 6

Date: 7/5/1996

Current Firm

MARKET STREET WEALTH MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MARKET STREET WEALTH MANAGEMENT

TRUST BUT VERIFY

Contact information

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