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RF

Robert J. Fekishazy

D.H. HILL SECURITIES, LLLP
Kingwood, TX 77339
Some features on this profile are disabled
CRD#: 2762429
RF

Professional summary

Robert Julius Fekishazy JR, who also goes by Bobby Fekishazy, Robert Julius Fekishazy, Robert Fekishazy, is a registered financial professional currently at D.H. HILL SECURITIES, LLLP located in Kingwood, Texas.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1996. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bobby Fekishazy | Robert Julius Fekishazy | Robert Fekishazy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Julius Fekishazy JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 12, 2019 - Present

D.H. HILL SECURITIES, LLLP

Office #1: 1543 Green Oak Place, Suite 100, Kingwood, TX 77339
BD
CRD#: 41528
Kingwood, TX
Past

January 2, 2018 - January 29, 2018

CALTON & ASSOCIATES, INC.

BD
CRD#: 20999
Houston, TX
Past

September 18, 2013 - November 9, 2017

IMS SECURITIES, INC.

BD
CRD#: 35567
HOUSTON, TX
Past

December 1, 2000 - September 23, 2011

WFG INVESTMENTS, INC.

BD
CRD#: 22704
HOUSTON, TX
Past

September 28, 2000 - January 2, 2001

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

July 3, 1996 - October 26, 2000

D.E. FREY & COMPANY, INC.

BD
CRD#: 23595
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Texas
(8/12/2019)

Exams

State Security Law Exam
IAR
Series 65
Date: 11/25/1996
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/28/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/29/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 3/16/1998
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 7/2/1996
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/27/1997
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

DH
D.H. HILL SECURITIES, LLLP
D.H. HILL SECURITIES LLP | FIRST FINANCIAL UNITED INVESTMENTS, LTD. | FIRST FINANCIAL UNITED INVESTMENTS LTD., L.L.P. | D.H. HILL SECURITIES, LLLP

CRD#: 41528 / SEC#: , 8-49475

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Mailing Address
1543 Green Oak Place, Suite 100, Kingwood, TX 77339
Phone number
(832) 644-1852
Established
Texas since 06/11/1996
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HILL, DANNY HAROLDCHIEF COMPLIANCE OFFICER1012712
HILL, DANNY HAROLDLIMITED PARTNER1012712
HILL, DANNY HAROLDMUNICIPAL PRINCIPAL1012712
H & H SERVICESGENERAL PARTNER

Disclosures

Regulatory Event4

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

D.H. HILL SECURITIES, LLLP

CRD#: 41528Kingwood, TX 77339

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