Reid M. Alexander

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CRD#: 2762321

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Reid Matthew Alexander, CFP®, who also goes by Matt Alexander, was a registered financial professional .

Reid is a previously registered financial professional and started their career in finance in 1996. Reid had worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Matt Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

July 18, 2011 - November 12, 2012

HEARTLAND ADVISORS, INC.

RIA

CRD#: 29433

MILWAUKEE, WI

Past

June 20, 2011 - July 12, 2012

ALPS DISTRIBUTORS, INC.

CRD#: 16853

MILWAUKEE, WI

Past

December 2, 1998 - March 20, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

December 2, 1998 - March 20, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

August 8, 1997 - January 8, 1998

CHICAGO PARTNERSHIP BOARD, INC.

CRD#: 22163

CHICAGO, IL

Past

July 8, 1996 - February 18, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

July 8, 1996 - February 18, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEARTLAND ADVISORS, INC.

CRD#: 29433 / SEC#: 801-19074, 8-44310

RIA

Registered Investment Advisory firm - SEC (6/23/1983 Approved)

Terminated by SEC on 12/09/2003

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/1/2011

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/17/2011

General Securities Representative Examination

Current Firm

HEARTLAND ADVISORS, INC.

CRD#: 29433 / SEC#: 801-19074, 8-44310

RIA

Registered Investment Advisory firm - SEC (6/23/1983 Approved)

Terminated by SEC on 12/09/2003

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Contact information

Main Address

790 N Water Street Suite 1200, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 347-7777

Established

Wisconsin since 03/03/1953

Firm type

Corporation

Fiscal year end

December

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEARTLAND ADVISORS, INC. BROCHURE (ADV PART 2A) (8/14/2025)

Direct owners and executive officers

Name	Position	CRD#
HEARTLAND HOLDINGS, INC.	SHAREHOLDER
BEST, NICOLE JEANNINE	SENIOR VICE PRESIDENT & TREASURER	3053329
BESTE, PAUL TIMOTHY	CHIEF OPERATING OFFICER	2262587
MILLER, ERIC JAMES	SENIOR VICE PRESIDENT & DIRECTOR	2437730
NASGOVITZ, WILLIAM JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	344990

Regulatory assets under management

Total Number of Accounts	92
AUM (Assets Under Management)	$ 1,885,901,565

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reid M. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

CHICAGO PARTNERSHIP BOARD, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

HEARTLAND ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/1/2011

Series 7

Date: 6/17/2011

Current Firm

HEARTLAND ADVISORS, INC.

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

HEARTLAND ADVISORS, INC.

TRUST BUT VERIFY

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